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First Trust Large Cap Core AlphaDEX Fund

157 hedge funds and large institutions have $763M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 41 increasing their positions, 66 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 8

13% more funds holding

Funds holding: 139157 (+18)

7% more capital invested

Capital invested by funds: $712M → $763M (+$50.8M)

1.05% more ownership

Funds ownership: 53.63%54.69% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

38% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 66

Holders
157
Holders Change
+18
Holders Change %
+12.95%
% of All Funds
3.09%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
29
Increased
41
Reduced
66
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
76
Citadel Advisors
Florida
$660K -$3.29M -52,519 -84%
TRCT
77
Tower Research Capital (TRC)
New York
$651K -$7.76K -124 -1%
CFD
78
Creative Financial Designs
Indiana
$641K +$241K +3,847 +65%
WCFA
79
Walkner Condon Financial Advisors
Wisconsin
$641K +$615K +9,829 New
KA
80
Kovack Advisors
Florida
$588K +$25.8K +412 +5%
APW
81
Aurora Private Wealth
New Jersey
$587K +$563K +8,998 New
FAIM
82
Financial Advocates Investment Management
Washington
$578K +$16.7K +266 +3%
Goldman Sachs
83
Goldman Sachs
New York
$576K +$553K +8,827 New
BCM
84
Breiter Capital Management
Florida
$567K
PFS
85
Prospera Financial Services
Texas
$541K -$58.3K -931 -10%
CA
86
Cetera Advisors
Colorado
$541K -$26.8K -428 -5%
SIG
87
Sargent Investment Group
Maryland
$528K -$91.4K -1,460 -15%
CS
88
Comerica Securities
Michigan
$525K +$25.3K +404 +5%
RA
89
RFG Advisory
Alabama
$521K +$87.8K +1,402 +21%
AFP
90
Ausdal Financial Partners
Iowa
$516K -$18.7K -299 -4%
PA
91
PFG Advisors
Arizona
$498K +$438 +7 +0.1%
IAA
92
Independent Advisor Alliance
North Carolina
$491K +$471K +7,520 New
CFGS
93
Concourse Financial Group Securities
Alabama
$483K +$400K +6,389 +629%
PGFC
94
Peapack-Gladstone Financial Corp
New Jersey
$476K
PMFA
95
Plante Moran Financial Advisors
Michigan
$462K -$4.07K -65 -0.9%
RIA
96
Regal Investment Advisors
Michigan
$455K +$125 +2 +0%
UR
97
USCA RIA
Texas
$450K +$57.7K +922 +15%
SPIA
98
Steward Partners Investment Advisory
New York
$444K -$21.9K -350 -5%
Carson Wealth (CWM LLC)
99
Carson Wealth (CWM LLC)
Nebraska
$403K
GLA
100
Good Life Advisors
Pennsylvania
$394K -$70.3K -1,123 -16%

FEX Hedge Fund Activity: Q4 2019 in Review

157 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2019, worth a combined $763M — up 7.1% from $712M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FEX positions and 8 closed out — a net gain of 21 holders — while 41 added to existing stakes and 66 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $20.5M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $7.76M.

  • 157 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2019, up from 139 in Q3 2019.
  • Funds reported $763M of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2019, up 7.1% quarter-over-quarter.
  • 29 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2019 and 8 closed out, a net change of +21 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2019 was Truist Financial, an estimated $20.5M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2019 was Cambridge Investment Research Advisors, an estimated $7.76M sold.

Based on aggregated 13F filings for Q4 2019.