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First Trust Large Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $712M invested in First Trust Large Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 62 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 142139 (-3)

2.33% less ownership

Funds ownership: 55.97%53.63% (-2.3%)

11% less capital invested

Capital invested by funds: $802M → $712M (-$90.4M)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

34% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 62

Holders
139
Holders Change
-3
Holders Change %
-2.11%
% of All Funds
3.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
41
Reduced
62
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
76
Breiter Capital Management
Florida
$529K
FAIM
77
Financial Advocates Investment Management
Washington
$524K -$19.7K -323 -4%
KA
78
Kovack Advisors
Florida
$524K +$43K +705 +9%
AFP
79
Ausdal Financial Partners
Iowa
$501K +$61 +1 +0%
CS
80
Comerica Securities
Michigan
$465K -$29.2K -478 -6%
PA
81
PFG Advisors
Arizona
$450K -$2.38K -39 -0.5%
PGFC
82
Peapack-Gladstone Financial Corp
New Jersey
$445K
GLA
83
Good Life Advisors
Pennsylvania
$437K -$48.2K -791 -10%
SPIA
84
Steward Partners Investment Advisory
New York
$436K -$15.2K -250 -3%
PMFA
85
Plante Moran Financial Advisors
Michigan
$435K
RIA
86
Regal Investment Advisors
Michigan
$425K -$7.5K -123 -2%
Carson Wealth (CWM LLC)
87
Carson Wealth (CWM LLC)
Nebraska
$403K
RA
88
RFG Advisory
Alabama
$401K -$9.45K -155 -2%
SFS
89
Sowell Financial Services
Arkansas
$387K +$387K +6,354 New
PFA
90
Pinnacle Family Advisors
Missouri
$384K +$610 +10 +0.2%
IA
91
IFP Advisors
Florida
$379K +$380K +6,238 New
RFWA
92
RPg Family Wealth Advisory
Massachusetts
$364K -$167K -2,740 -31%
UR
93
USCA RIA
Texas
$364K +$19.1K +314 +6%
SS
94
Simplicity Solutions
Minnesota
$361K -$6.95K -114 -2%
WIA
95
World Investment Advisors
California
$353K +$112K +1,835 +46%
CFD
96
Creative Financial Designs
Indiana
$349K +$110K +1,806 +44%
VA
97
Valmark Advisers
Ohio
$341K -$854 -14 -0.2%
Jane Street
98
Jane Street
New York
$338K -$1.01M -16,484 -75%
AAP
99
Arax Advisory Partners
Colorado
$308K -$4.45K -73 -1%
Creative Planning
100
Creative Planning
Kansas
$306K

FEX Hedge Fund Activity: Q3 2019 in Review

139 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q3 2019, worth a combined $712M — down 11% from $802M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEX and 8 opened new positions — a net loss of 3 holders — while 62 trimmed existing stakes and 41 added.

The largest buyer was Citadel Advisors, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $46.6M.

  • 139 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q3 2019, down from 142 in Q2 2019.
  • Funds reported $712M of First Trust Large Cap Core AlphaDEX Fund stock for Q3 2019, down 11% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q3 2019 and 11 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $1.81M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $46.6M sold.

Based on aggregated 13F filings for Q3 2019.