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First Trust Large Cap Core AlphaDEX Fund

91 hedge funds and large institutions have $1.03B invested in First Trust Large Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

283% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 6

214% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 14

34% more capital invested

Capital invested by funds: $771M → $1.03B (+$261M)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more funds holding

Funds holding: 7691 (+15)

2.75% more ownership

Funds ownership: 56.87%59.61% (+2.7%)

Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.43%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
23
Increased
44
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
76
Advantage Investment Management
Iowa
$187K +$182K +4,103 New
Creative Planning
77
Creative Planning
Kansas
$183K
BFEC
78
Benjamin F. Edwards & Company
Missouri
$156K +$41K +925 +37%
Fifth Third Bancorp
79
Fifth Third Bancorp
Ohio
$84K +$13.7K +310 +20%
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$72K +$20.2K +456 +41%
WRM
81
Westport Resources Management
Connecticut
$62K +$59.8K +1,350 New
SGC
82
South Georgia Capital
Illinois
$30K
Northwestern Mutual Wealth Management
83
Northwestern Mutual Wealth Management
Wisconsin
$27K +$25.8K +583 New
ASN
84
Advisory Services Network
Georgia
$18K +$17.8K +401 New
M
85
MOTCO
Texas
$16K +$2.92K +66 +24%
AFS
86
Aft Forsyth & Sober
Florida
$13K
FBT
87
Founders Bank & Trust
Michigan
$13K
MAS
88
Madden Advisory Services
Florida
$12K
AllianceBernstein
89
AllianceBernstein
Tennessee
$2K
BRWA
90
B. Riley Wealth Advisors
Florida
$1 +$1.11K +25 New
SI
91
Stephens Inc
Arkansas
-$1.09M -24,967 Closed
AUB
92
Atlantic Union Bankshares
Virginia
-$914K -21,000 Closed
CAN
93
Cetera Advisor Networks
California
-$327K -7,524 Closed
VF
94
Virtu Financial
New York
-$248K -5,698 Closed
WA
95
Waverly Advisors
Alabama
-$79K -1,816 Closed
S
96
SignatureFD
Georgia
-$66K -1,520 Closed
Parallax Volatility Advisers
97
Parallax Volatility Advisers
California
+$44 +1 New

FEX Hedge Fund Activity: Q4 2014 in Review

91 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q4 2014, worth a combined $1.03B — up 34% from $771M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FEX positions and 6 closed out — a net gain of 17 holders — while 44 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.2M. The largest seller was Dorsey Wright & Associates, cutting an estimated $21.2M.

  • 91 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q4 2014, up from 76 in Q3 2014.
  • Funds reported $1.03B of First Trust Large Cap Core AlphaDEX Fund stock for Q4 2014, up 34% quarter-over-quarter.
  • 23 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q4 2014 and 6 closed out, a net change of +17 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q4 2014 was Morgan Stanley, an estimated $38.2M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q4 2014 was Dorsey Wright & Associates, an estimated $21.2M sold.

Based on aggregated 13F filings for Q4 2014.