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First Trust Large Cap Core AlphaDEX Fund

133 hedge funds and large institutions have $455M invested in First Trust Large Cap Core AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 78 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $465M → $455M (-$10.8M)

2% less funds holding

Funds holding: 136133 (-3)

3.58% less ownership

Funds ownership: 52.78%49.19% (-3.6%)

11% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 19

73% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 78

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $234K

Holders
133
Holders Change
-3
Holders Change %
-2.21%
% of All Funds
2.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
21
Reduced
78
Closed
19
Calls
Puts
$234K
Net Calls
-$234K
Net Calls Change
+$81K
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$2.26M -$371K -6,673 -15%
JP Morgan Chase
27
JP Morgan Chase
New York
$2.2M -$174K -3,127 -8%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$2.14M -$543K -9,771 -21%
Stifel Financial
29
Stifel Financial
Missouri
$2M -$2.41M -43,306 -56%
PNC
30
Park National Corp
Ohio
$1.94M -$1.39K -25 -0.1%
FAAS
31
First Allied Advisory Services
California
$1.88M -$1.4M -25,104 -44%
CPIG
32
Chicago Partners Investment Group
Illinois
$1.83M +$7.78K +140 +0.5%
GIA
33
Gladstone Institutional Advisory
Florida
$1.79M -$523K -9,401 -24%
AW
34
ACG Wealth
Georgia
$1.76M -$2.41M -43,322 -59%
FFN
35
Focus Financial Network
Minnesota
$1.65M -$113K -2,030 -7%
DADC
36
D.A. Davidson & Co
Montana
$1.59M -$168K -3,020 -10%
LI
37
LVZ Inc
Michigan
$1.41M +$163K +2,935 +14%
SPC
38
Sigma Planning Corp
Michigan
$1.37M -$105K -1,898 -8%
TRCT
39
Tower Research Capital (TRC)
New York
$1.32M +$738K +13,285 +150%
CP
40
Camelot Portfolios
Ohio
$1.31M -$156K -2,809 -11%
EWM
41
EPG Wealth Management
Georgia
$1.29M -$364K -6,550 -23%
Citigroup
42
Citigroup
New York
$1.19M -$198K -3,555 -15%
OC
43
Oppenheimer & Co
New York
$1.18M -$456K -8,210 -29%
1W
44
1776 Wealth
Georgia
$1.05M -$1.01M -18,100 -51%
SIAP
45
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.05M -$44.2K -795 -4%
AAS
46
Avantax Advisory Services
Texas
$1.04M -$37.2K -670 -4%
AWM
47
AE Wealth Management
Kansas
$1.01M +$22.4K +403 +2%
CCA
48
Clearwater Capital Advisors
Illinois
$1M -$99.2K -1,784 -10%
HighTower Advisors
49
HighTower Advisors
Illinois
$888K -$245K -4,408 -23%
IWM
50
IHT Wealth Management
Illinois
$877K -$188K -3,382 -19%

FEX Hedge Fund Activity: Q2 2020 in Review

133 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Core AlphaDEX Fund (FEX) for Q2 2020, worth a combined $455M — down 2.3% from $465M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FEX and 17 opened new positions — a net loss of 2 holders — while 78 trimmed existing stakes and 21 added.

The largest buyer was Wells Fargo, adding an estimated $3.79M. The largest seller was Morgan Stanley, cutting an estimated $19.8M.

  • 133 institutional investors held First Trust Large Cap Core AlphaDEX Fund (FEX) as of Q2 2020, down from 136 in Q1 2020.
  • Funds reported $455M of First Trust Large Cap Core AlphaDEX Fund stock for Q2 2020, down 2.3% quarter-over-quarter.
  • 17 funds opened new First Trust Large Cap Core AlphaDEX Fund positions in Q2 2020 and 19 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Core AlphaDEX Fund buyer in Q2 2020 was Wells Fargo, an estimated $3.79M added.
  • The largest First Trust Large Cap Core AlphaDEX Fund seller in Q2 2020 was Morgan Stanley, an estimated $19.8M sold.

Based on aggregated 13F filings for Q2 2020.