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First Trust Large Cap Core AlphaDEX Fund
FEX

Overview Fund Activity

47 hedge funds and large institutions have $384M invested in First Trust Large Cap Core AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 28 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
28
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$44.9M
2
Morgan Stanley
Morgan Stanley
New York
$65.2M
3
Wells Fargo
Wells Fargo
California
$60.6M
4
Bank of America
Bank of America
North Carolina
$32.7M
5
LPT
Legacy Private Trust
Wisconsin
$5.25M

Top Sellers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$1.52M
2
AGA
Accuvest Global Advisors
Utah
$0
3
VFS
VSR Financial Services
Kansas
$0
4
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
$7.11M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$2.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
OC
26
Oppenheimer & Co
New York
$1.45M +$397K +9,629 +38%
FAAS
27
First Allied Advisory Services
California
$1.43M +$303K +7,371 +27%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$1.42M +$99K +2,402 +7%
WA
29
WFG Advisors
Texas
$1.4M +$865 +21 +0.1%
WSTAM
30
Wilbanks Smith & Thomas Asset Management
Virginia
$1.22M +$1.22M +29,690 New
PAG
31
Private Advisor Group
New Jersey
$1.1M +$1.1M +26,698 New
SI
32
SII Investments
Wisconsin
$895K +$17.6K +427 +2%
PI
33
Placemark Investments
Illinois
$574K -$37.4K -905 -6%
AIG
34
American International Group
New York
$574K -$81.6K -1,980 -12%
DS
35
DRW Securities
Illinois
$567K +$567K +13,756 New
IH
36
IFC Holdings
Florida
$444K +$179K +4,371 +68%
PGFC
37
Peapack-Gladstone Financial Corp
New Jersey
$330K – – –
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$287K +$133K +3,230 +86%
MFS
39
MSI Financial Services
Massachusetts
$138K +$128K +3,100 +1,260%
Citigroup
40
Citigroup
New York
$97K -$12.4K -300 -11%
WEC
41
Winslow Evans & Crocker
Massachusetts
$84K +$84K +2,041 New
Creative Planning
42
Creative Planning
Kansas
$33K -$3.38K -82 -9%
FBT
43
Founders Bank & Trust
Michigan
$27K -$2.15K -55 -7%
SGC
44
South Georgia Capital
Illinois
$27K +$27K +650 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$13K +$13K +318 New
AFS
46
Aft Forsyth & Sober
Florida
$12K – – –
MAS
47
Madden Advisory Services
Florida
$11K – – –
AGA
48
Accuvest Global Advisors
Utah
– -$1.26M -33,490 Closed
VFS
49
VSR Financial Services
Kansas
– -$1.01M -27,003 Closed
FHC
50
First Heartland Consultants
Missouri
– -$355K -9,390 Closed
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