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First Trust Europe AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$342K +$85.6K +2,876 +33%
Oppenheimer & Co
27
Oppenheimer & Co
New York
$331K -$71K -2,386 -17%
Flow Traders U.S.
28
Flow Traders U.S.
New York
$330K -$209K -7,017 -39%
BB&T Securities
29
BB&T Securities
Virginia
$317K -$361K -12,123 -53%
Ameriprise
30
Ameriprise
Minnesota
$286K -$104K -3,507 -26%
YMRC
31
Yorktown Management & Research Company
Virginia
$265K +$268K +9,000 New
Jane Street
32
Jane Street
New York
$257K -$1.79M -60,136 -87%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$247K -$123K -4,142 -33%
Regions Financial Corp
34
Regions Financial Corp
Alabama
$214K – – –
D.A. Davidson & Co
35
D.A. Davidson & Co
Montana
$142K -$1.08M -36,237 -88%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$141K -$1.45M -48,878 -91%
NFG
37
Next Financial Group
Texas
$47K – – –
SNT
38
Security National Trust
West Virginia
$45K – – –
Clal Insurance
39
Clal Insurance
Israel
$44K +$44.7K +1,501 New
US Bancorp
40
US Bancorp
Minnesota
$36K +$36.1K +1,212 New
BWA
41
Burt Wealth Advisors
Maryland
$26K +$25.9K +872 New
WA
42
WFG Advisors
Texas
$9K +$3.87K +130 +76%
FineMark National Bank & Trust
43
FineMark National Bank & Trust
Florida
$5K – – –
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$2K -$5.89K -198 -77%
FSIM
45
F-Squared Investment Management
Massachusetts
– -$209M -6,792,343 Closed
Baird
46
Baird
Wisconsin
– -$6.54M -212,441 Closed
BFA
47
Beaumont Financial Advisors
Massachusetts
– -$3.17M -102,932 Closed
Placemark Investments
48
Placemark Investments
Illinois
– -$2.23M -72,442 Closed
Citadel Advisors
49
Citadel Advisors
Florida
– -$794K -25,817 Closed
AGA
50
Accuvest Global Advisors
Utah
– -$714K -23,200 Closed