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First Trust Europe AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23M +$1.54M +39,411 +8%
LPL Financial
2
LPL Financial
California
$14.3M +$4.16M +106,165 +43%
Wells Fargo
3
Wells Fargo
California
$12.9M +$6.08M +155,235 +97%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$12.4M -$195K -4,969 -2%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$8.86M +$8.5M +216,966 New
Vontobel Holding
6
Vontobel Holding
Switzerland
$6.24M -$5.49K -140 -0.1%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$5.86M +$1.23M +31,373 +28%
AssetMark Inc
8
AssetMark Inc
California
$3.89M -$461K -11,758 -11%
Raymond James Financial
9
Raymond James Financial
Florida
$3.51M -$806K -20,565 -19%
UBS Group
10
UBS Group
Switzerland
$3M -$25K -637 -0.9%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.86M +$1.57M +40,053 +134%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.64M +$87.7K +2,238 +4%
CAS
13
Coppell Advisory Solutions
Texas
$2.48M -$1.4M -35,825 -38%
GIM
14
Guild Investment Management
California
$2.37M +$2.28M +58,100 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.16M -$20.7K -528 -1%
AAS
16
Avantax Advisory Services
Texas
$2.09M -$565K -14,427 -22%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.9M +$26K +663 +1%
AWM
18
AE Wealth Management
Kansas
$1.76M -$131K -3,338 -7%
MFG
19
Mainsail Financial Group
Washington
$1.75M +$126K +3,227 +8%
Jane Street
20
Jane Street
New York
$1.62M +$972K +24,794 +165%
FFA
21
Farther Finance Advisors
California
$1.62M +$1.55M +39,516 +34,970%
PFS
22
Prospera Financial Services
Texas
$1.41M -$172K -4,400 -11%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.41M -$281K -7,182 -17%
BEI
24
Benjamin Edwards Inc
Missouri
$1.31M +$203K +5,170 +19%
Bank of America
25
Bank of America
North Carolina
$1.29M -$11.4K -291 -0.9%