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First Trust Europe AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.8M -$1.15M -30,232 -5%
Wells Fargo
2
Wells Fargo
California
$12.7M +$2.04M +53,515 +18%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$11.5M -$276K -7,258 -2%
LPL Financial
4
LPL Financial
California
$9.13M -$390K -10,257 -4%
Vontobel Holding
5
Vontobel Holding
Switzerland
$5.64M -$1.9K -50 -0%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$4.12M -$125K -3,277 -3%
UBS Group
7
UBS Group
Switzerland
$3.13M +$94.2K +2,475 +3%
AssetMark Inc
8
AssetMark Inc
California
$2.95M +$628K +16,505 +26%
Jane Street
9
Jane Street
New York
$2.85M -$3.55M -93,339 -55%
CAS
10
Coppell Advisory Solutions
Texas
$2.85M +$2.95M +77,442 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.7M -$69.6K -1,829 -2%
AAS
12
Avantax Advisory Services
Texas
$2.29M -$48.5K -1,274 -2%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.13M -$194K -5,100 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.05M -$65.6K -1,724 -3%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.97M -$157K -4,126 -7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.87M +$109K +2,853 +6%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.58M -$16.9K -443 -1%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.57M +$266K +6,983 +20%
MFG
19
Mainsail Financial Group
Washington
$1.55M +$198K +5,192 +14%
Bank of America
20
Bank of America
North Carolina
$1.52M -$6.28K -165 -0.4%
RJA
21
Raymond James & Associates
Florida
$1.51M +$47.4K +1,245 +3%
AWM
22
AE Wealth Management
Kansas
$1.46M +$181K +4,749 +14%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.24M +$52.5K +1,379 +4%
PFS
24
Prospera Financial Services
Texas
$1.21M +$1.26M +33,008 New
SAM
25
SignalPoint Asset Management
Missouri
$1.06M +$194K +5,091 +22%