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First Trust Europe AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.4M -$6.36M -176,110 -21%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$12M -$531K -14,709 -4%
Wells Fargo
3
Wells Fargo
California
$11M -$71.9K -1,991 -0.7%
LPL Financial
4
LPL Financial
California
$9.71M -$244K -6,752 -3%
Jane Street
5
Jane Street
New York
$6.42M -$47.9K -1,326 -0.8%
Vontobel Holding
6
Vontobel Holding
Switzerland
$5.76M +$2.6K +72 +0%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$4.33M +$1.7M +47,211 +70%
UBS Group
8
UBS Group
Switzerland
$3.1M +$197K +5,469 +7%
CASC
9
Coppell Advisory Solutions Corp
Texas
$2.84M +$2.73M +75,532 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.83M -$74.4K -2,061 -3%
AssetMark Inc
11
AssetMark Inc
California
$2.39M +$709K +19,640 +45%
AAS
12
Avantax Advisory Services
Texas
$2.38M -$59.5K -1,648 -3%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.37M +$497K +13,776 +28%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.17M -$3.22M -89,101 -61%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.15M -$22.6K -625 -1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.8M +$200K +5,535 +13%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.63M +$15.3K +423 +1%
Bank of America
18
Bank of America
North Carolina
$1.55M -$56.4K -1,563 -4%
RJA
19
Raymond James & Associates
Florida
$1.49M +$103K +2,867 +8%
CA
20
Cetera Advisors
Colorado
$1.43M +$893K +24,733 +185%
MFG
21
Mainsail Financial Group
Washington
$1.38M +$56.3K +1,560 +4%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.34M -$34.6K -958 -3%
CAN
23
Cetera Advisor Networks
California
$1.34M -$73.5K -2,038 -5%
AWM
24
AE Wealth Management
Kansas
$1.31M -$231K -6,407 -16%
MML Investors Services
25
MML Investors Services
Massachusetts
$1.21M +$47.1K +1,306 +4%