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First Trust Europe AlphaDEX Fund
FEP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$175M -$1.66M -42,837 -0.9%
Wells Fargo
2
Wells Fargo
California
$64.3M -$3.07M -79,160 -4%
UBS Group
3
UBS Group
Switzerland
$32M -$163K -4,198 -0.5%
LPL Financial
4
LPL Financial
California
$20.9M -$2.47M -63,849 -10%
Ameriprise
5
Ameriprise
Minnesota
$19.1M +$19.4K +500 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$12.6M +$3.08M +79,500 +32%
RJA
7
Raymond James & Associates
Florida
$11.9M -$188K -4,841 -2%
Bank of America
8
Bank of America
North Carolina
$11.1M -$8.07M -208,263 -42%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.57M -$968K -24,998 -13%
VBFG
10
Vishria Bird Financial Group
Tennessee
$6.55M +$98.6K +2,545 +2%
AG
11
Advisor Group
Arizona
$5.55M +$346K +8,923 +7%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$5.14M -$58.4K -1,508 -1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$4.8M +$18.3K +472 +0.4%
FAAS
14
First Allied Advisory Services
California
$4.39M -$1.67M -43,023 -27%
PGA
15
Premia Global Advisors
Florida
$4.17M -$2.33M -60,239 -36%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$3.94M +$4M +103,134 New
WI
17
Wintrust Investments
Illinois
$3.9M -$292K -7,536 -7%
DADC
18
D.A. Davidson & Co
Montana
$3.85M +$178K +4,587 +5%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.64M -$40.4K -1,042 -1%
HFP
20
Holistic Financial Partners
Indiana
$3.47M +$42.7K +1,102 +1%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.23M -$72.1K -1,861 -2%
Citigroup
22
Citigroup
New York
$2.88M -$184K -4,752 -6%
CAN
23
Cetera Advisor Networks
California
$2.71M +$370K +9,548 +16%
Stifel Financial
24
Stifel Financial
Missouri
$2.15M -$1.5M -38,669 -41%
OC
25
Oppenheimer & Co
New York
$1.79M -$7.98K -206 -0.4%
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