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First Trust Europe AlphaDEX Fund
FEP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$106M -$1.8M -50,019 -2%
Wells Fargo
2
Wells Fargo
California
$26.5M -$147K -4,097 -0.6%
LPL Financial
3
LPL Financial
California
$16.2M -$1.37M -38,071 -8%
UBS Group
4
UBS Group
Switzerland
$15M -$1.19M -33,104 -8%
RJA
5
Raymond James & Associates
Florida
$11.2M -$8.06M -224,191 -43%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$11.1M +$751K +20,881 +8%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.17M -$2.8M -77,977 -24%
Bank of America
8
Bank of America
North Carolina
$5.93M +$463K +12,861 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.52M -$4.54M -126,266 -51%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$4.09M -$350K -9,744 -8%
AG
11
Advisor Group
Arizona
$3.9M -$180K -5,008 -5%
HFP
12
Holistic Financial Partners
Indiana
$3.54M +$58.8K +1,635 +2%
JSMC
13
Jess S. Morgan & Co
California
$3.31M +$3.17M +88,164 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.24M -$289K -8,029 -9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.2M -$211K -5,876 -6%
WI
16
Wintrust Investments
Illinois
$3.18M -$634K -17,621 -17%
DADC
17
D.A. Davidson & Co
Montana
$3.12M -$41.5K -1,155 -1%
Citadel Advisors
18
Citadel Advisors
Florida
$3.08M +$1.34M +37,364 +84%
Jane Street
19
Jane Street
New York
$3.03M -$4.07M -113,085 -58%
Stifel Financial
20
Stifel Financial
Missouri
$2.36M -$88.1K -2,451 -4%
FAAS
21
First Allied Advisory Services
California
$1.98M -$119K -3,318 -6%
IA
22
IFP Advisors
Florida
$1.56M -$247K -6,880 -14%
SPC
23
Sigma Planning Corp
Michigan
$1.51M +$455K +12,664 +46%
CAN
24
Cetera Advisor Networks
California
$1.49M -$18.3K -509 -1%
SCA
25
Snowden Capital Advisors
New York
$1.44M -$308K -8,571 -18%
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