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First Trust Europe AlphaDEX Fund
FEP

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$8.07M +212,111 +7%
Wells Fargo
2
Wells Fargo
California
$50.5M +$5.28M +138,819 +12%
Citigroup
3
Citigroup
New York
$29.5M +$1.59M +41,812 +6%
UBS Group
4
UBS Group
Switzerland
$25.8M +$2.23M +58,494 +10%
Bank of America
5
Bank of America
North Carolina
$19.8M +$1.96M +51,386 +11%
LPL Financial
6
LPL Financial
California
$15M +$3.2M +83,972 +28%
RJA
7
Raymond James & Associates
Florida
$10.7M +$1.22M +32,033 +13%
Manulife (Manufacturers Life Insurance)
8
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8.98M +$8.7M +228,655 +20,164%
FAAS
9
First Allied Advisory Services
California
$5.45M +$1.33M +34,951 +33%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$3.88M +$958K +25,163 +34%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.82M +$923K +24,263 +33%
AG
12
Advisor Group
Arizona
$3.67M +$816K +21,437 +30%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$3.32M +$279K +7,322 +9%
ZIG
14
Zurich Insurance Group
Switzerland
$3.24M +$1.29M +33,823 +69%
WI
15
Wintrust Investments
Illinois
$3.23M +$328K +8,626 +12%
HFP
16
Holistic Financial Partners
Indiana
$3.18M +$3.1M +81,523 New
Jane Street
17
Jane Street
New York
$3.17M -$624K -16,399 -17%
SI
18
Stephens Inc
Arkansas
$2.98M +$2.41M +63,368 +493%
BCM
19
Beck Capital Management
Texas
$2.91M -$3.44M -90,416 -55%
MML Investors Services
20
MML Investors Services
Massachusetts
$2.87M -$286K -7,522 -9%
DADC
21
D.A. Davidson & Co
Montana
$2.6M +$1.48M +38,775 +140%
CAN
22
Cetera Advisor Networks
California
$2.05M +$983K +25,824 +97%
OC
23
Oppenheimer & Co
New York
$1.37M +$318K +8,365 +31%
SAM
24
SignalPoint Asset Management
Missouri
$1.29M -$3.58K -94 -0.3%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.28M +$321K +8,434 +35%
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