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First Trust Europe AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.8M -$1.64M -44,201 -8%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$11M +$181K +4,872 +2%
LPL Financial
3
LPL Financial
California
$8.74M -$573K -15,415 -6%
Wells Fargo
4
Wells Fargo
California
$5.74M -$6.18M -166,086 -51%
Vontobel Holding
5
Vontobel Holding
Switzerland
$5.48M -$11.8K -316 -0.2%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$4.01M +$126K +3,387 +3%
AssetMark Inc
7
AssetMark Inc
California
$3.84M +$615K +16,534 +18%
Raymond James Financial
8
Raymond James Financial
Florida
$3.82M +$3.96M +106,544 New
CAS
9
Coppell Advisory Solutions
Texas
$3.37M +$503K +13,537 +17%
UBS Group
10
UBS Group
Switzerland
$2.65M -$46.1K -1,241 -2%
AAS
11
Avantax Advisory Services
Texas
$2.35M +$77.6K +2,087 +3%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.24M +$280K +7,528 +14%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.19M -$381K -10,237 -14%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.92M -$85.4K -2,296 -4%
AWM
15
AE Wealth Management
Kansas
$1.66M +$1.52K +41 +0.1%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.64M +$82K +2,204 +5%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.49M +$181K +4,875 +13%
MFG
18
Mainsail Financial Group
Washington
$1.42M -$18.1K -488 -1%
PFS
19
Prospera Financial Services
Texas
$1.39M +$89.3K +2,401 +7%
FTUS
20
Flow Traders U.S.
New York
$1.3M +$1.35M +36,340 New
Bank of New York Mellon
21
Bank of New York Mellon
New York
$1.22M -$234K -6,297 -16%
Bank of America
22
Bank of America
North Carolina
$1.14M -$187K -5,042 -14%
BCI
23
Brinker Capital Investments
Pennsylvania
$1.12M +$48.8K +1,311 +4%
OPS
24
Orion Portfolio Solutions
Nebraska
$1.12M +$48.8K +1,311 +4%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.07M -$789K -21,205 -41%