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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
101
CAPTRUST Financial Advisors
North Carolina
$209K +$207K +6,963 New
ATPW
102
Ashton Thomas Private Wealth
Arizona
$168K +$167K +5,594 New
MAS
103
MPWM Advisory Solutions
Georgia
$161K +$2.03K +68 +1%
TAM
104
Tucker Asset Management
Colorado
$144K +$22.9K +770 +19%
Citigroup
105
Citigroup
New York
$88.1K +$70.8K +2,375 +419%
RF
106
Rossby Financial
Florida
$81.8K +$12.4K +416 +18%
MB
107
MidFirst Bank
Oklahoma
$75.2K +$5.96K +200 +9%
GI
108
GAMMA Investing
California
$67.2K
PA
109
Parallel Advisors
California
$59K +$58.7K +1,969 New
GWM
110
Geneos Wealth Management
Colorado
$57.8K
SIM
111
Synergy Investment Management
Florida
$54.3K +$54K +1,812 New
EPIM
112
Evelyn Partners Investment Management
$53.9K
Bank of Montreal
113
Bank of Montreal
Ontario, Canada
$49.3K +$49K +1,645 New
CFB
114
Cullen/Frost Bankers
Texas
$48.7K +$28.7K +964 +146%
SIS
115
Sound Income Strategies
Florida
$47.4K
JP Morgan Chase
116
JP Morgan Chase
New York
$44.4K +$22K +737 +96%
CHC
117
City Holding Co
West Virginia
$43.4K
BlackRock
118
BlackRock
New York
$38.9K +$38.7K +1,300 New
SEP
119
Signature Equity Partners
Ohio
$26.8K +$10.4K +349 +64%
SAM
120
Smartleaf Asset Management
Massachusetts
$26.7K -$1.07K -36 -4%
Fidelity Investments
121
Fidelity Investments
Massachusetts
$22.2K +$3.25K +109 +17%
T
122
Tidemark
California
$20.8K
TCOT
123
Trust Company of Toledo
Ohio
$20.5K
NS
124
NBC Securities
Alabama
$19.5K +$30 +1 +0.2%
ASN
125
Advisory Services Network
Georgia
$18.4K +$18.3K +615 New