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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
101
Farther Finance Advisors
California
$25.2K
FCM
102
Fourpath Capital Management
Oklahoma
$24K +$23.4K +1,000 New
Jones Financial Companies
103
Jones Financial Companies
Missouri
$19K +$9.79K +419 +113%
TRCT
104
Tower Research Capital (TRC)
New York
$15.7K -$7.31K -313 -32%
Citigroup
105
Citigroup
New York
$14.4K
Fidelity Investments
106
Fidelity Investments
Massachusetts
$13.7K +$11.3K +482 +536%
SS
107
Sunbelt Securities
Texas
$10.9K +$257 +11 +2%
US Bancorp
108
US Bancorp
Minnesota
$8.39K +$8.18K +350 New
JP Morgan Chase
109
JP Morgan Chase
New York
$6.71K +$3.71K +159 +131%
GWSG
110
GPS Wealth Strategies Group
Colorado
$4.36K
IRC
111
Investors Research Corp
Georgia
$4.03K
DF
112
Dunhill Financial
United Kingdom
$2.88K -$1.61K -69 -37%
MRCM
113
M&R Capital Management
New Jersey
$1.63K -$514 -22 -24%
OFS
114
OneAscent Financial Services
Alabama
-$706K -29,503 Closed
Citadel Advisors
115
Citadel Advisors
Florida
-$658K -27,491 Closed
LMKC
116
L.M. Kohn & Company
Ohio
-$342K -14,283 Closed
MWM
117
Modera Wealth Management
New Jersey
-$243K -10,165 Closed
Baird Financial Group
118
Baird Financial Group
Wisconsin
-$228K -9,544 Closed
SAI
119
Savvy Advisors Inc
New York
-$209K -8,712 Closed
HNB
120
Hilltop National Bank
Wyoming
-$33K -1,378 Closed
TSWM
121
Tyler-Stone Wealth Management
Ohio
-$15.6K -650 Closed
Fifth Third Bancorp
122
Fifth Third Bancorp
Ohio
-$7.3K -305 Closed
LFA
123
Legend Financial Advisors
Pennsylvania
-$1.32K -55 Closed
Qube Research & Technologies (QRT)
124
Qube Research & Technologies (QRT)
United Kingdom
-$24 -1 Closed