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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAS
51
Park Avenue Securities
New York
$766K -$63.7K -2,729 -8%
DADC
52
D.A. Davidson & Co
Montana
$750K +$45.3K +1,941 +7%
GWP
53
Gateway Wealth Partners
Wisconsin
$749K +$21.4K +916 +3%
AWM
54
Aprio Wealth Management
Georgia
$745K
GSEP
55
Golden State Equity Partners
California
$744K +$83K +3,553 +13%
OC
56
Oppenheimer & Co
New York
$737K +$6.87K +294 +1%
RG
57
Rathbones Group
United Kingdom
$700K +$56.4K +2,415 +9%
First Trust Advisors
58
First Trust Advisors
Illinois
$687K +$3.39K +145 +0.5%
HighTower Advisors
59
HighTower Advisors
Illinois
$674K -$3.36K -144 -0.5%
CFGS
60
Concourse Financial Group Securities
Alabama
$647K +$98.2K +4,205 +18%
IWM
61
Iams Wealth Management
Nebraska
$641K +$106K +4,550 +20%
SEIA
62
Signature Estate & Investment Advisors
California
$586K +$2.94K +126 +0.5%
NW
63
NewEdge Wealth
Pennsylvania
$509K +$5.4K +231 +1%
FAM
64
Formidable Asset Management
Ohio
$456K +$47.3K +2,024 +12%
FTUS
65
Flow Traders U.S.
New York
$449K +$437K +18,724 New
TA
66
TrueWealth Advisors
Alabama
$386K +$112K +4,785 +42%
PFGIA
67
Patriot Financial Group Insurance Agency
Massachusetts
$357K -$304 -13 -0.1%
HSWS
68
Higgins & Schmidt Wealth Strategies
Colorado
$345K
TWM
69
Trueblood Wealth Management
Ohio
$331K +$49.1K +2,100 +18%
CW
70
CreativeOne Wealth
Kansas
$318K +$310K +13,287 New
GM
71
GeoWealth Management
Illinois
$292K +$22.6K +969 +9%
PVI
72
Pine Valley Investments
New Jersey
$283K +$20.1K +860 +8%
GVAG
73
Great Valley Advisor Group
Delaware
$279K +$22.4K +961 +9%
CCA
74
Clearwater Capital Advisors
Illinois
$275K
RA
75
RFG Advisory
Alabama
$272K -$30.1K -1,287 -10%