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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VFS
26
VSR Financial Services
Kansas
$183K +$192K +10,168 New
TFA
27
Transamerica Financial Advisors
Florida
$153K +$16.1K +850 +11%
CPIG
28
Chicago Partners Investment Group
Illinois
$136K -$115K -6,053 -45%
WA
29
WFG Advisors
Texas
$135K -$738 -39 -0.5%
WEC
30
Winslow Evans & Crocker
Massachusetts
$106K -$12.8K -674 -10%
MFS
31
MSI Financial Services
Massachusetts
$59K +$1.4K +74 +2%
AIG
32
American International Group
New York
$58K +$5.34K +282 +10%
Citigroup
33
Citigroup
New York
$55K +$18K +949 +46%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$40K +$38 +2 +0.1%
IA
35
IFP Advisors
Florida
$36K +$38.1K +2,013 New
FAM
36
Formidable Asset Management
Ohio
$14K
Creative Planning
37
Creative Planning
Kansas
$7K -$56.8K -3,000 -89%
JFGIW
38
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$7K
TRCT
39
Tower Research Capital (TRC)
New York
$6K +$6.19K +327 New
Jane Street
40
Jane Street
New York
-$2M -111,324 Closed
OMC
41
Old Mission Capital
Illinois
-$1.13M -62,613 Closed
FIM
42
Freedom Investment Management
Connecticut
-$552K -30,912 Closed
Stifel Financial
43
Stifel Financial
Missouri
-$376K -20,893 Closed
RJA
44
Raymond James & Associates
Florida
-$240K -13,309 Closed
BWA
45
Burt Wealth Advisors
Maryland
-$21K -1,197 Closed
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
-$14K -804 Closed
BCM
47
Brookstone Capital Management
Illinois
-$9K -486 Closed