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First Trust Emerging Markets AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$236K -$15.1K -690 -6%
M&T Bank
27
M&T Bank
New York
$235K +$10.3K +469 +5%
WEC
28
Winslow Evans & Crocker
Massachusetts
$229K -$109K -4,978 -33%
Ameriprise
29
Ameriprise
Minnesota
$225K +$222K +10,153 New
WA
30
WFG Advisors
Texas
$112K -$45.3K -2,069 -29%
MFS
31
MSI Financial Services
Massachusetts
$77K -$6.18K -282 -7%
AIG
32
American International Group
New York
$76.1K -$37.6K -1,716 -33%
Creative Planning
33
Creative Planning
Kansas
$67K
TFA
34
Transamerica Financial Advisors
Florida
$46K +$45.4K +2,070 New
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$41K +$40.2K +1,834 New
Citigroup
36
Citigroup
New York
$26K +$15K +684 +135%
CTC
37
Central Trust Company
Missouri
$19K +$18.6K +851 New
FAM
38
Formidable Asset Management
Ohio
$13K +$11.4K +519 New
US Bancorp
39
US Bancorp
Minnesota
$12K
JFGIW
40
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$8K +$7.71K +352 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$7K +$6.44K +294 New
RIA
42
Regal Investment Advisors
Michigan
$6K +$5.61K +256 New
AssetMark Inc
43
AssetMark Inc
California
$2K -$281K -12,824 -99%
BWA
44
Burt Wealth Advisors
Maryland
$2K
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$2K +$1.82K +83 New
CS
46
Credit Suisse
Switzerland
-$2.48M -115,019 Closed
VFS
47
VSR Financial Services
Kansas
-$1.21M -56,110 Closed
TSS
48
Two Sigma Securities
New York
-$277K -12,850 Closed
ASN
49
Advisory Services Network
Georgia
-$3K -162 Closed
Thrivent Financial for Lutherans
50
Thrivent Financial for Lutherans
Minnesota
-$3K -150 Closed