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Fidus Investment
FDUS

89 hedge funds and large institutions have $96.2M invested in Fidus Investment in 2023 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 30 increasing their positions, 25 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 25

1% more capital invested

Capital invested by funds: $95.1M → $96.2M (+$1.1M)

0.54% less ownership

Funds ownership: 20.17% → 19.64% (-0.54%)

3% less funds holding

Funds holding: 92 → 89 (-3)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

87% less call options, than puts

Call options by funds: $816K | Put options by funds: $6.34M

Holders
89
Holders Change
-3
Holders Change %
-3.26%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
30
Reduced
25
Closed
14
Calls
$816K
Puts
$6.34M
Net Calls
-$5.52M
Net Calls Change
-$6.64M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$3.17M
2
QC
Quadrature Capital
United Kingdom
+$639K
3
HighTower Advisors
HighTower Advisors
Illinois
+$551K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$496K
5
Two Sigma Investments
Two Sigma Investments
New York
+$477K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$1.62M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.43M
3
RJA
Raymond James & Associates
Florida
-$1.31M
4
LCWP
Legacy Capital Wealth Partners
Arkansas
-$1.25M
5
PWS
Peterson Wealth Services
Utah
-$1.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAL
76
Capital Advisors Ltd
Ohio
$44K – – –
SWM
77
Spire Wealth Management
Virginia
$34.1K +$2.16K +114 +7%
PNC Financial Services Group
78
PNC Financial Services Group
Pennsylvania
$26.5K – – –
JP Morgan Chase
79
JP Morgan Chase
New York
$23.5K -$2.85K -150 -11%
SIS
80
Sound Income Strategies
Florida
$20.3K – – –
HDIM
81
Hanson & Doremus Investment Management
Vermont
$20K – – –
CWM
82
Cedar Wealth Management
California
$19.4K – – –
AWM
83
Activest Wealth Management
Florida
$11.6K – – –
LWANC
84
Laurel Wealth Advisors (North Carolina)
North Carolina
$8.1K – – –
Nomura Asset Management
85
Nomura Asset Management
Japan
$7.13K – – –
GWM
86
Geneos Wealth Management
Colorado
$1.96K – – –
Citigroup
87
Citigroup
New York
$392 +$379 +20 New
BNP Paribas Financial Markets
88
BNP Paribas Financial Markets
France
$39 +$38 +2 New
LCWP
89
Legacy Capital Wealth Partners
Arkansas
– -$1.25M -65,743 Closed
PWS
90
Peterson Wealth Services
Utah
– -$1.06M -55,681 Closed
MCA
91
Magnolia Capital Advisors
Mississippi
– -$361K -18,922 Closed
OSAM
92
O'Shaughnessy Asset Management
Connecticut
– -$335K -17,590 Closed
AWM
93
AE Wealth Management
Kansas
– -$237K -12,441 Closed
MCM
94
MAI Capital Management
Ohio
– -$227K -11,898 Closed
BAM
95
Belpointe Asset Management
Nevada
– -$166K -8,726 Closed
TRCT
96
Tower Research Capital (TRC)
New York
– -$31K -1,623 Closed
CM
97
Cornerstone Management
Georgia
– -$21K -1,100 Closed
ASN
98
Advisory Services Network
Georgia
– -$18.1K -950 Closed
Carson Wealth (CWM LLC)
99
Carson Wealth (CWM LLC)
Nebraska
– -$11.6K -611 -100%
AWM
100
AllSquare Wealth Management
New York
– -$9.54K -500 Closed
1 2 3
4
5

FDUS Hedge Fund Activity: Q2 2023 in Review

89 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q2 2023, worth a combined $96.2M — up 1.2% from $95.1M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FDUS and 12 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 30 added.

The largest buyer was Millennium Management, adding an estimated $3.17M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $1.62M.

  • 89 institutional investors held Fidus Investment (FDUS) as of Q2 2023, down from 92 in Q1 2023.
  • Funds reported $96.2M of Fidus Investment stock for Q2 2023, up 1.2% quarter-over-quarter.
  • 12 funds opened new Fidus Investment positions in Q2 2023 and 14 closed out, a net change of -2 holders.
  • The largest Fidus Investment buyer in Q2 2023 was Millennium Management, an estimated $3.17M added.
  • The largest Fidus Investment seller in Q2 2023 was Raymond James Financial Services Advisors, an estimated $1.62M sold.

Based on aggregated 13F filings for Q2 2023.