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Fidus Investment
FDUS

86 hedge funds and large institutions have $49.3M invested in Fidus Investment in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

12% more funds holding

Funds holding: 77 → 86 (+9)

0.65% less ownership

Funds ownership: 30.78% → 30.13% (-0.65%)

56% less capital invested

Capital invested by funds: $112M → $49.3M (-$62.4M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $107K

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
31
Reduced
24
Closed
8
Calls
–
Puts
$107K
Net Calls
-$107K
Net Calls Change
-$94K

Top Buyers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$3.16M
2
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
+$2.56M
3
EBT
Enterprise Bank & Trust
Massachusetts
+$2.56M
4
RCM
Radcliffe Capital Management
Pennsylvania
+$1.85M
5
WFI
West Family Investments
California
+$1.06M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$4.27M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.12M
3
Morgan Stanley
Morgan Stanley
New York
-$1.81M
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$1.34M
5
RJA
Raymond James & Associates
Florida
-$1.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
76
Covington Capital Management
California
$7K – – –
APA
77
American Portfolios Advisors
New York
$5.63K +$3.23K +250 +42%
WAP
78
Wealthcare Advisory Partners
Pennsylvania
$4K +$8.13K +630 New
SNT
79
Security National Trust
West Virginia
$3K +$6.8K +527 New
BC
80
Barnett & Company
Tennessee
$2K – – –
PAM
81
Panagora Asset Management
Massachusetts
$2K – – –
LFG
82
Larson Financial Group
Missouri
$2K +$207 +16 +5%
Northwestern Mutual Wealth Management
83
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1.29K +100 New
AIC
84
Ameritas Investment Company
Nebraska
$1K +$2.58K +200 New
TI
85
tru Independence
Oregon
$32 – – –
SGI
86
Summit Global Investments
Utah
– -$835K -56,300 Closed
WA
87
WESPAC Advisors
California
– -$668K -44,998 Closed
Marshall Wace
88
Marshall Wace
United Kingdom
– -$166K -11,209 Closed
CA
89
Calton & Associates
Florida
– -$151K -10,178 Closed
Nisa Investment Advisors
90
Nisa Investment Advisors
Missouri
– -$58K -3,900 Closed
Simplex Trading
91
Simplex Trading
Illinois
– -$5.6K -434 Closed
SFS
92
Sowell Financial Services
Arkansas
– -$6K -400 Closed
Fidelity Investments
93
Fidelity Investments
Massachusetts
– +$26 +2 +200%
1 2 3
4

FDUS Hedge Fund Activity: Q1 2020 in Review

86 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2020, worth a combined $49.3M — down 56% from $112M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FDUS positions and 8 closed out — a net gain of 11 holders — while 31 added to existing stakes and 24 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $3.16M. The largest seller was UBS Group, cutting an estimated $4.27M.

  • 86 institutional investors held Fidus Investment (FDUS) as of Q1 2020, up from 77 in Q4 2019.
  • Funds reported $49.3M of Fidus Investment stock for Q1 2020, down 56% quarter-over-quarter.
  • 19 funds opened new Fidus Investment positions in Q1 2020 and 8 closed out, a net change of +11 holders.
  • The largest Fidus Investment buyer in Q1 2020 was Acadian Asset Management, an estimated $3.16M added.
  • The largest Fidus Investment seller in Q1 2020 was UBS Group, an estimated $4.27M sold.

Based on aggregated 13F filings for Q1 2020.