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Fidus Investment
FDUS

92 hedge funds and large institutions have $95.1M invested in Fidus Investment in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 33 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

338% more call options, than puts

Call options by funds: $1.45M | Put options by funds: $331K

0.9% less ownership

Funds ownership: 21.08% → 20.17% (-0.9%)

8% less funds holding

Funds holding: 100 → 92 (-8)

18% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 33

47% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 17

75% less capital invested

Capital invested by funds: $377M → $95.1M (-$282M)

Holders
92
Holders Change
-8
Holders Change %
-8%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
27
Reduced
33
Closed
17
Calls
$1.45M
Puts
$331K
Net Calls
+$1.12M
Net Calls Change
+$287K

Top Buyers

Rank Fund Capital Flow
1
PWS
Peterson Wealth Services
Utah
+$1.11M
2
VanEck Associates
VanEck Associates
New York
+$557K
3
PI
Putnam Investments
Massachusetts
+$535K
4
HF
HRT Financial
New York
+$410K
5
NA
NewEdge Advisors
Louisiana
+$316K

Top Sellers

Rank Fund Capital Flow
1
AWA
Arete Wealth Advisors
Illinois
-$279M
2
BlackRock
BlackRock
New York
-$1.29M
3
Millennium Management
Millennium Management
New York
-$1.02M
4
CAN
Cetera Advisor Networks
California
-$696K
5
BPC
Banque Pictet & Cie
Switzerland
-$607K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$860K -$39K -1,953 -4%
PVM
27
Palogic Value Management
Texas
$852K +$186K +9,314 +26%
AR
28
Advisory Research
Illinois
$812K -$26.1K -1,309 -3%
Mackenzie Financial
29
Mackenzie Financial
Ontario, Canada
$809K +$243K +12,197 +40%
DC
30
Davenport & Co
Virginia
$740K -$19.9K -1,000 -3%
RJT
31
Raymond James Trust
Florida
$648K -$112K -5,604 -14%
HCP
32
Hexagon Capital Partners
Arkansas
$641K +$102K +5,107 +18%
CIAS
33
Capital Investment Advisory Services
North Carolina
$635K +$54.3K +2,723 +9%
LFAS
34
Level Four Advisory Services
Texas
$531K +$51.9K +2,600 +10%
PI
35
Putnam Investments
Massachusetts
$512K +$535K +26,836 New
DADC
36
D.A. Davidson & Co
Montana
$495K +$71.8K +3,600 +16%
KC
37
Kingfisher Capital
North Carolina
$471K +$16.6K +832 +3%
OHWP
38
Oak Harbor Wealth Partners
North Carolina
$450K -$371K -18,581 -44%
SPIA
39
Steward Partners Investment Advisory
New York
$436K +$69.6K +3,488 +18%
STA
40
Summit Trail Advisors
New York
$429K – – –
Canada Life
41
Canada Life
Manitoba, Canada
$421K -$168K -8,410 -28%
Millennium Management
42
Millennium Management
New York
$420K -$1.02M -51,132 -70%
QC
43
Quadrature Capital
United Kingdom
$419K -$551K -27,634 -56%
HF
44
HRT Financial
New York
$391K +$410K +20,539 New
PFS
45
Prospera Financial Services
Texas
$381K – – –
EGA
46
Eagle Global Advisors
Texas
$378K – – –
HWM
47
HB Wealth Management
Georgia
$368K -$223K -11,163 -37%
MCA
48
Magnolia Capital Advisors
Mississippi
$361K -$3.91K -196 -1%
BFA
49
Bragg Financial Advisors
North Carolina
$343K – – –
OC
50
Oppenheimer & Co
New York
$341K – – –
1
2
3 4 5

FDUS Hedge Fund Activity: Q1 2023 in Review

92 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q1 2023, worth a combined $95.1M — down 75% from $377M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FDUS and 9 opened new positions — a net loss of 8 holders — while 33 trimmed existing stakes and 27 added.

The largest buyer was Peterson Wealth Services, opening a new position worth an estimated $1.11M. The largest seller was Arete Wealth Advisors, exiting entirely with an estimated $279M sold.

  • 92 institutional investors held Fidus Investment (FDUS) as of Q1 2023, down from 100 in Q4 2022.
  • Funds reported $95.1M of Fidus Investment stock for Q1 2023, down 75% quarter-over-quarter.
  • 9 funds opened new Fidus Investment positions in Q1 2023 and 17 closed out, a net change of -8 holders.
  • The largest Fidus Investment buyer in Q1 2023 was Peterson Wealth Services, an estimated $1.11M added.
  • The largest Fidus Investment seller in Q1 2023 was Arete Wealth Advisors, an estimated $279M sold.

Based on aggregated 13F filings for Q1 2023.