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First Trust China AlphaDEX Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.3M | +$873K | +34,988 | +180% |
|
2
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $585K | +$624K | +25,000 | New |
|
3
LPL Financial
San Diego,
California
| $327K | +$54.9K | +2,200 | +19% |
|
4
Jane Street
New York
| $218K | -$1.49M | -59,914 | -87% |
|
5
Bank of America
Charlotte,
North Carolina
| $87K | +$20.4K | +819 | +28% |
|
6
Morgan Stanley
New York
| $59K | -$78.3K | -3,138 | -55% |
|
|
SWM
7
SeaCrest Wealth Management
Purchase,
New York
| $44K | – | – | – |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $20K | – | – | – |
|
|
AG
9
Advisor Group
Phoenix,
Arizona
| $19K | -$172K | -6,876 | -90% |
|
10
UBS Group
Zurich,
Switzerland
| $19K | -$399 | -16 | -2% |
|
|
QCIG
11
Quad-Cities Investment Group
Davenport,
Iowa
| $17K | -$24.6K | -985 | -57% |
|
12
Wells Fargo
San Francisco,
California
| $5K | – | – | – |
|
13
Citadel Advisors
Miami,
Florida
| – | -$249K | -9,016 | Closed |
|
|
SWP
14
Stratos Wealth Partners
Beachwood,
Ohio
| – | -$10K | -350 | Closed |
|