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First Trust China AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AGA
1
Accuvest Global Advisors
Utah
$991K -$476K -20,600 -33%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$760K +$749K +32,451 New
Jane Street
3
Jane Street
New York
$281K -$1.1M -47,476 -80%
Morgan Stanley
4
Morgan Stanley
New York
$151K +$149K +6,444 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$60K -$107K -4,649 -64%
TRCT
6
Tower Research Capital (TRC)
New York
$14K +$13.9K +600 New
B
7
Baird
Wisconsin
-$508K -22,940 Closed
U
8
UBS
Switzerland
-$1K -56 Closed
AIG
9
American International Group
New York
-$841 -38 Closed