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First Trust China AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FTUS
1
Flow Traders U.S.
New York
$488K +$461K +20,321 New
Jane Street
2
Jane Street
New York
$325K -$234K -10,325 -43%
Morgan Stanley
3
Morgan Stanley
New York
$205K +$133K +5,843 +212%
Bank of America
4
Bank of America
North Carolina
$81K +$77.6K +3,418 New
AG
5
Advisor Group
Arizona
$15K +$5.72K +252 +66%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10K
Wells Fargo
7
Wells Fargo
California
$5K
OMC
8
Old Mission Capital
Illinois
-$396K -17,775 Closed
UBS Group
9
UBS Group
Switzerland
-$45 -2 -12%