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First Trust China AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$510K +$254K +12,682 +106%
OMC
2
Old Mission Capital
Illinois
$381K +$10.5K +523 +3%
Morgan Stanley
3
Morgan Stanley
New York
$52K -$257K -12,869 -84%
UBS Group
4
UBS Group
Switzerland
$30K -$820 -41 -3%
TRCT
5
Tower Research Capital (TRC)
New York
$11K -$3.54K -177 -25%
IA
6
IFP Advisors
Florida
$10K
AG
7
Advisor Group
Arizona
$8K -$3.06K -153 -29%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8K
MFS
9
MSI Financial Services
Massachusetts
-$5K -250 Closed