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First Trust China AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OMC
1
Old Mission Capital
Illinois
$332K +$330K +17,900 New
Morgan Stanley
2
Morgan Stanley
New York
$286K -$5.07K -275 -2%
Jane Street
3
Jane Street
New York
$223K -$27K -1,465 -11%
UBS Group
4
UBS Group
Switzerland
$27K +$369 +20 +1%
TRCT
5
Tower Research Capital (TRC)
New York
$13K +$3.6K +195 +37%
IA
6
IFP Advisors
Florida
$9K +$9.22K +500 New
AG
7
Advisor Group
Arizona
$9K +$9.81K +532 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7K
MFS
9
MSI Financial Services
Massachusetts
$5K
Citadel Advisors
10
Citadel Advisors
Florida
-$298K -15,327 Closed
AIG
11
American International Group
New York
-$10K -532 Closed
Bank of America
12
Bank of America
North Carolina
-$6K -325 Closed