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First Trust China AlphaDEX Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
1
NewEdge Advisors
New Orleans,
Louisiana
| $1.66M | +$1.49M | +79,172 | New |
|
2
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $758K | – | – | – |
|
3
LPL Financial
San Diego,
California
| $636K | +$571K | +30,261 | New |
|
|
OMC
4
Old Mission Capital
Chicago,
Illinois
| $477K | +$428K | +22,709 | New |
|
|
IWC
5
Integrated Wealth Concepts
Waltham,
Massachusetts
| $276K | +$247K | +13,120 | New |
|
6
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $264K | -$179K | -9,470 | -43% |
|
7
Bank of America
Charlotte,
North Carolina
| $228K | -$192K | -10,157 | -48% |
|
8
Osaic Holdings
Scottsdale,
Arizona
| $54.4K | +$48.8K | +2,589 | New |
|
9
Simplex Trading
Chicago,
Illinois
| $10K | +$9.37K | +497 | New |
|
|
TFA
10
Transamerica Financial Advisors
St. Petersburg,
Florida
| $1K | – | – | – |
|
11
Morgan Stanley
New York
| $58 | +$19 | +1 | +100% |
|
|
IAIM
12
International Assets Investment Management
Orlando,
Florida
| – | -$22.4K | -1,108 | Closed |
|
13
UBS Group
Zurich,
Switzerland
| – | -$263 | -13 | Closed |
|