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First Trust China AlphaDEX Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Raymond James & Associates
St Petersburg,
Florida
| $786K | +$52.1K | +1,660 | +7% |
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $595K | -$27K | -860 | -4% |
|
3
Private Advisory Group
Redmond,
Washington
| $450K | +$488K | +15,556 | New |
|
4
Jane Street
New York
| $300K | -$1.06M | -33,830 | -77% |
|
5
LPL Financial
San Diego,
California
| $263K | +$286K | +9,101 | New |
|
6
Morgan Stanley
New York
| $230K | -$226K | -7,196 | -48% |
|
7
Advisor Group
Phoenix,
Arizona
| $225K | +$185K | +5,898 | +311% |
|
8
Bank of America
Charlotte,
North Carolina
| $68K | +$314 | +10 | +0.4% |
|
9
SeaCrest Wealth Management
Purchase,
New York
| $55K | – | – | – |
|
10
Quad-Cities Investment Group
Davenport,
Iowa
| $44K | +$47.8K | +1,525 | New |
|
11
UBS Group
Zurich,
Switzerland
| $29K | +$25K | +797 | +383% |
|
12
Wells Fargo
San Francisco,
California
| $6K | – | – | – |
|
13
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$341K | -11,161 | Closed |
|