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First Trust China AlphaDEX Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $729K | – | – | – |
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $445K | -$118K | -5,817 | -21% |
|
3
Bank of America
Charlotte,
North Carolina
| $424K | -$114K | -5,636 | -21% |
|
|
IAIM
4
International Assets Investment Management
Orlando,
Florida
| $22.4K | +$22.5K | +1,108 | New |
|
|
TFA
5
Transamerica Financial Advisors
St. Petersburg,
Florida
| $1K | – | – | – |
|
6
UBS Group
Zurich,
Switzerland
| $263 | -$852 | -42 | -76% |
|
7
Morgan Stanley
New York
| $35 | -$5.07K | -250 | -100% |
|
8
LPL Financial
San Diego,
California
| – | -$1.05M | -55,941 | Closed |
|
|
OMC
9
Old Mission Capital
Chicago,
Illinois
| – | -$624K | -33,373 | Closed |
|
10
Jane Street
New York
| – | -$204K | -10,912 | Closed |
|
11
Osaic Holdings
Scottsdale,
Arizona
| – | -$1.89K | -101 | Closed |
|
12
Fidelity Investments
Boston,
Massachusetts
| – | -$19 | -1 | Closed |
|