FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
34 hedge funds and large institutions have $11.8M invested in FalconStor Software Inc in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 5 closing their positions.
20% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 5
3% more funds holding
Funds holding: 33 → 34 (+1)
18% less capital invested
Capital invested by funds: $14.4M → $11.8M (-$2.56M)
22% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
+$103K |
| 2 |
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
+$74.7K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$32.8K |
| 4 |
SIM
Spark Investment Management
New York
|
+$28.9K |
| 5 |
First Manhattan
New York
|
+$6.27K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
-$2.43M |
| 2 |
BCA
Benchmark Capital Advisors
New York
|
-$83.6K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
-$59.7K |
| 4 |
TA
Teton Advisors
Rye,
New York
|
-$31.4K |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
-$26.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BA
26
BlackRock Advisors
Wilmington,
Delaware
| $13K | – | – | – |
|
|
PIM
27
Perkins Investment Management
Chicago,
Illinois
| $11K | – | – | – |
|
|
BIM
28
BlackRock Investment Management
Wilmington,
Delaware
| $6K | – | – | – |
|
29
Wells Fargo
San Francisco,
California
| $6K | +$6.27K | +6,000 | New |
|
30
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2K | – | – | – |
|
31
Morgan Stanley
New York
| $1K | -$303 | -290 | -18% |
|
32
UBS Group
Zurich,
Switzerland
| $1K | +$108 | +103 | +10% |
|
|
33
Stifel Financial
St. Louis,
Missouri
| – | -$2.43M | -2,310,000 | Closed |
|
34
Citadel Advisors
Miami,
Florida
| – | -$24K | -22,689 | Closed |
|
|
VKH
35
Virtu KCG Holdings
New York
| – | -$17K | -16,281 | Closed |
|
|
OSAM
36
O'Shaughnessy Asset Management
Stamford,
Connecticut
| – | -$1K | -1,011 | Closed |
|
|
MFS
37
MSI Financial Services
Springfield,
Massachusetts
| – | -$1K | -1,000 | Closed |
|
38
SEI Investments
Oaks,
Pennsylvania
| – | +$111 | +106 | New |
|
39
Barclays
London,
United Kingdom
| – | +$200 | +191 | New |
|
FALC Hedge Fund Activity: Q3 2016 in Review
34 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2016, worth a combined $11.8M — down 18% from $14.4M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FALC positions and 5 closed out — a net gain of 1 holder — while 7 added to existing stakes and 9 trimmed.
The largest buyer was Bourgeon Capital Management, adding an estimated $103K. The largest seller was Stifel Financial, exiting entirely with an estimated $2.43M sold.
- 34 institutional investors held FalconStor Software Inc (FALC) as of Q3 2016, up from 33 in Q2 2016.
- Funds reported $11.8M of FalconStor Software Inc stock for Q3 2016, down 18% quarter-over-quarter.
- 6 funds opened new FalconStor Software Inc positions in Q3 2016 and 5 closed out, a net change of +1 holder.
- The largest FalconStor Software Inc buyer in Q3 2016 was Bourgeon Capital Management, an estimated $103K added.
- The largest FalconStor Software Inc seller in Q3 2016 was Stifel Financial, an estimated $2.43M sold.
Based on aggregated 13F filings for Q3 2016.