FalconStor Software Inc
FALC
FALC was delisted on the 22nd of September, 2017.
35 hedge funds and large institutions have $28.1M invested in FalconStor Software Inc in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 4 closing their positions.
50% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 4
37% more capital invested
Capital invested by funds: $20.5M → $28.1M (+$7.6M)
6% more funds holding
Funds holding: 33 → 35 (+2)
0% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 8
0% more call options, than puts
Call options by funds: $2K | Put options by funds: $2K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
+$1.98M |
| 2 |
BCA
Benchmark Capital Advisors
New York
|
+$94K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
+$59.5K |
| 4 |
PCM
Potomac Capital Management
New York
|
+$37.3K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$32.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Bourgeon Capital Management
Darien,
Connecticut
|
-$416K |
| 2 |
Bank of New York Mellon
New York
|
-$134K |
| 3 |
GF
Gabelli Funds
Rye,
New York
|
-$75.6K |
| 4 |
Goldman Sachs
New York
|
-$19K |
| 5 |
TH
Timber Hill
Greenwich,
Connecticut
|
-$19K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of America
Charlotte,
North Carolina
| $31K | -$3.36K | -2,000 | -11% |
|
27
Morgan Stanley
New York
| $30K | – | – | – |
|
|
BA
28
BlackRock Advisors
Wilmington,
Delaware
| $25K | -$6.59K | -3,925 | -24% |
|
|
PIM
29
Perkins Investment Management
Chicago,
Illinois
| $22K | – | – | – |
|
|
BIM
30
BlackRock Investment Management
Wilmington,
Delaware
| $11K | – | – | – |
|
31
UBS Group
Zurich,
Switzerland
| $8K | +$7.15K | +4,257 | New |
|
|
CG
32
Colony Group
Boston,
Massachusetts
| $2K | – | – | – |
|
33
Walleye Trading
New York
| $2K | +$1.85K | +1,100 | New |
|
34
Creative Planning
Overland Park,
Kansas
| $1K | +$840 | +500 | New |
|
35
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $3 | – | – | – |
|
|
TH
36
Timber Hill
Greenwich,
Connecticut
| – | -$19K | -11,696 | Closed |
|
|
37
Goldman Sachs
New York
| – | -$19K | -11,645 | Closed |
|
38
Acadian Asset Management
Boston,
Massachusetts
| – | -$2K | -1,234 | Closed |
|
39
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$2K | -1,000 | Closed |
|
FALC Hedge Fund Activity: Q3 2015 in Review
35 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2015, worth a combined $28.1M — up 37% from $20.5M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new FALC positions and 4 closed out — a net gain of 2 holders — while 8 added to existing stakes and 8 trimmed.
The largest buyer was Stifel Financial, opening a new position worth an estimated $1.98M. The largest seller was Bourgeon Capital Management, cutting an estimated $416K.
- 35 institutional investors held FalconStor Software Inc (FALC) as of Q3 2015, up from 33 in Q2 2015.
- Funds reported $28.1M of FalconStor Software Inc stock for Q3 2015, up 37% quarter-over-quarter.
- 6 funds opened new FalconStor Software Inc positions in Q3 2015 and 4 closed out, a net change of +2 holders.
- The largest FalconStor Software Inc buyer in Q3 2015 was Stifel Financial, an estimated $1.98M added.
- The largest FalconStor Software Inc seller in Q3 2015 was Bourgeon Capital Management, an estimated $416K sold.
Based on aggregated 13F filings for Q3 2015.