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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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38 hedge funds and large institutions have $17.7M invested in FalconStor Software Inc in 2014 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $15.6M → $17.7M (+$2.16M)

3% less funds holding

Funds holding: 39 → 38 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$155K
2
BCM
Bridgeway Capital Management
Texas
+$40.5K
3
SIM
Spark Investment Management
New York
+$13.3K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$11.2K
5
BFA
BlackRock Fund Advisors
California
+$8.09K

Top Sellers

Rank Fund Capital Flow
1
BCM
Brightfield Capital Management
New York
-$575K
2
BCM
Bourgeon Capital Management
Connecticut
-$299K
3
PCM
Potomac Capital Management
New York
-$137K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$70.2K
5
IAM
Iridian Asset Management
Connecticut
-$54.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
BlackRock Advisors
Delaware
$22K – – –
VKH
27
Virtu KCG Holdings
New York
$21K -$659 -569 -3%
TH
28
Timber Hill
Connecticut
$15K +$695 +600 +5%
Goldman Sachs
29
Goldman Sachs
New York
$14K -$17.9K -15,434 -60%
BIM
30
BlackRock Investment Management
Delaware
$6K – – –
Morgan Stanley
31
Morgan Stanley
New York
$2K -$1.16K -1,000 -43%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$1K -$1.16K -1,000 -50%
CG
33
Colony Group
Massachusetts
$1K – – –
WA
34
WFG Advisors
Texas
$1K – – –
Citigroup
35
Citigroup
New York
$1K +$1.04K +899 New
AIG
36
American International Group
New York
$482 +$417 +360 New
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
BCM
38
Brightfield Capital Management
New York
– -$575K -500,000 Closed
MC
39
Menta Capital
California
– -$35K -30,271 Closed
RCM
40
Rotella Capital Management
Washington
– -$23K -19,786 Closed
Barclays
41
Barclays
United Kingdom
– -$7K -6,506 Closed
TRCT
42
Tower Research Capital (TRC)
New York
– -$699 -604 -62%
1
2

FALC Hedge Fund Activity: Q4 2014 in Review

38 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q4 2014, worth a combined $17.7M — up 14% from $15.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FALC and 3 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 10 added.

The largest buyer was Nantahala Capital Management, adding an estimated $155K. The largest seller was Brightfield Capital Management, exiting entirely with an estimated $575K sold.

  • 38 institutional investors held FalconStor Software Inc (FALC) as of Q4 2014, down from 39 in Q3 2014.
  • Funds reported $17.7M of FalconStor Software Inc stock for Q4 2014, up 14% quarter-over-quarter.
  • 3 funds opened new FalconStor Software Inc positions in Q4 2014 and 4 closed out, a net change of -1 holder.
  • The largest FalconStor Software Inc buyer in Q4 2014 was Nantahala Capital Management, an estimated $155K added.
  • The largest FalconStor Software Inc seller in Q4 2014 was Brightfield Capital Management, an estimated $575K sold.

Based on aggregated 13F filings for Q4 2014.