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First Trust Multi Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$487K
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$475K +$240K +2,811 +96%
SWP
28
Stratos Wealth Partners
Ohio
$457K +$14K +164 +3%
WIA
29
Wetzel Investment Advisors
Indiana
$435K
CCA
30
Cottonwood Capital Advisors
Utah
$407K
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$405K -$39.9K -468 -9%
Truist Financial
32
Truist Financial
North Carolina
$392K +$405K +4,750 New
PI
33
PFG Investments
New York
$359K +$36.2K +424 +11%
HA
34
HFG Advisors
Ohio
$338K
TWM
35
TCFG Wealth Management
California
$305K -$3.07K -36 -1%
AR
36
Apeiron RIA
Texas
$270K -$92.8K -1,088 -25%
PSF
37
Pacific Sun Financial
California
$257K
MC
38
Moors & Cabot
Massachusetts
$218K
Jones Financial Companies
39
Jones Financial Companies
Missouri
$211K +$62.1K +728 +40%
GWSG
40
GPS Wealth Strategies Group
Colorado
$209K +$5.54K +65 +3%
KAS
41
Kestra Advisory Services
Texas
$200K -$13.5K -158 -6%
CFGS
42
Concourse Financial Group Securities
Alabama
$135K
NA
43
NewEdge Advisors
Louisiana
$98.8K -$41.4K -486 -29%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$88.3K +$597 +7 +0.7%
GSWM
45
Golden State Wealth Management
California
$82.2K +$85K +997 New
Fidelity Investments
46
Fidelity Investments
Massachusetts
$65.1K -$2.64K -31 -4%
IA
47
IFP Advisors
Florida
$57.5K
Comerica Bank
48
Comerica Bank
Texas
$56.4K
PFBT
49
Parkside Financial Bank & Trust
Missouri
$49.5K
GWM
50
Geneos Wealth Management
Colorado
$20.3K