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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$743K -$774K -99,941 -52%
CS
27
Credit Suisse
Switzerland
$703K
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$692K +$679K +87,630 New
AllianceBernstein
29
AllianceBernstein
Tennessee
$613K
SFS
30
Shaker Financial Services
Virginia
$566K +$311K +40,209 +128%
CIA
31
Capital Investment Advisors
Georgia
$414K -$12.8K -1,650 -3%
State of Wisconsin Investment Board
32
State of Wisconsin Investment Board
Wisconsin
$334K -$327K -42,250 -50%
SBIA
33
Sheaff Brock Investment Advisors
Indiana
$309K +$4.07K +525 +1%
Bank of America
34
Bank of America
North Carolina
$296K +$27.4K +3,540 +10%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$292K +$50.9K +6,570 +22%
AG
36
Advisor Group
Arizona
$257K +$254K +32,749 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$239K +$16K +2,067 +7%
M&T Bank
38
M&T Bank
New York
$238K -$1.17K -151 -0.5%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$231K +$227K +29,272 New
VKH
40
Virtu KCG Holdings
New York
$215K +$69.9K +9,022 +49%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$202K
DA
42
Doliver Advisors
Texas
$193K +$188K +24,298 New
HCM
43
Hollencrest Capital Management
California
$171K
Citigroup
44
Citigroup
New York
$161K -$108K -13,981 -41%
SI
45
SII Investments
Wisconsin
$161K +$12.4K +1,605 +9%
Stifel Financial
46
Stifel Financial
Missouri
$148K +$145K +18,741 New
PAM
47
PVG Asset Management
Colorado
$110K +$9.69K +1,251 +10%
RJA
48
Raymond James & Associates
Florida
$109K -$48.7K -6,294 -31%
MFS
49
MSI Financial Services
Massachusetts
$96K -$16.1K -2,076 -15%
SCM
50
Schneider Capital Management
Pennsylvania
$81K