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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$224K +$221K +24,419 New
JP Morgan Chase
27
JP Morgan Chase
New York
$211K +$208K +23,000 New
IMS
28
Index Management Solutions
Pennsylvania
$207K +$147K +16,309 +261%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$187K +$1.44K +159 +0.8%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$148K +$14.4K +1,589 +11%
NL
31
NWAM LLC
Washington
$133K -$2.62K -290 -2%
Creative Planning
32
Creative Planning
Kansas
$121K -$20.7K -2,292 -15%
FAAS
33
First Allied Advisory Services
California
$101K +$1K +111 +1%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$100K +$217 +24 +0.2%
Goldman Sachs
35
Goldman Sachs
New York
$99K -$41.8K -4,619 -30%
US Bancorp
36
US Bancorp
Minnesota
$95K
MFS
37
MSI Financial Services
Massachusetts
$61K -$38.9K -4,306 -39%
BRWA
38
B. Riley Wealth Advisors
Florida
$56K
CG
39
Colony Group
Massachusetts
$46K +$45.2K +5,000 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$40K -$225K -24,895 -85%
AIG
41
American International Group
New York
$37.6K +$3.62K +400 +11%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$37K -$45.2K -5,000 -56%
SF
43
Synovus Financial
Georgia
$37K +$1.05K +116 +3%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$37K +$27.1K +3,000 +300%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$19K -$22.7K -2,514 -55%
PFSC
46
Peoples Financial Services Corp
Pennsylvania
$17K +$16.3K +1,800 New
TRCT
47
Tower Research Capital (TRC)
New York
$16K +$15.7K +1,736 New
WA
48
WFG Advisors
Texas
$14K
Citigroup
49
Citigroup
New York
$5K -$19.6K -2,163 -80%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K +$4.52K +500 New