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DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
DUC
Delisted
DUC was delisted on the 5th of March, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
SBL
26
Sargent Bickham Lagudis
Boulder,
Colorado
| $18K | – | – | – |
|
| 27 |
27
US Bancorp
Minneapolis,
Minnesota
| $13K | – | – | – |
|
| 28 |
RFA
28
Reilly Financial Advisors
La Mesa,
California
| $12K | – | – | – |
|
| 29 |
AIM
29
Anchor Investment Management
Columbia,
South Carolina
| $4.67K | – | – | – |
|
| 30 |
GWM
30
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
| 31 |
PAG
31
Private Advisor Group
Morristown,
New Jersey
| $1K | +$790 | +87 | New |
|
| 32 |
FIA
32
FNY Investment Advisers
New York
| – | -$106K | -12,681 | Closed |
|
| 33 |
CCP
33
Clough Capital Partners
Boston,
Massachusetts
| – | -$105K | -12,528 | Closed |
|
| 34 |
NFG
34
Next Financial Group
Houston,
Texas
| – | -$18K | -2,100 | Closed |
|
| 35 |
OPS
35
Orion Portfolio Solutions
Omaha,
Nebraska
| – | -$4K | -497 | Closed |
|
| 36 |
KFI
36
Key Financial Inc
West Chester,
Pennsylvania
| – | -$3K | -410 | Closed |
|