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DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
DUC
Delisted
DUC was delisted on the 5th of March, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
BC
26
Bartlett & Co
Cincinnati,
Ohio
| $27K | – | – | – |
|
| 27 |
IA
27
IFP Advisors
Tampa,
Florida
| $21K | +$20.9K | +2,165 | New |
|
| 28 |
AG
28
Advisor Group
Phoenix,
Arizona
| $21K | +$23.3K | +2,413 | New |
|
| 29 |
SBL
29
Sargent Bickham Lagudis
Boulder,
Colorado
| $18K | – | – | – |
|
| 30 |
30
US Bancorp
Minneapolis,
Minnesota
| $14K | – | – | – |
|
| 31 |
RFA
31
Reilly Financial Advisors
La Mesa,
California
| $12K | +$12.4K | +1,284 | New |
|
| 32 |
TRCT
32
Tower Research Capital (TRC)
New York
| $9K | +$8.47K | +879 | New |
|
| 33 |
NSIM
33
North Star Investment Management
Chicago,
Illinois
| $7K | – | – | – |
|
| 34 |
GWM
34
Geneos Wealth Management
Englewood,
Colorado
| $2K | -$3.27K | -339 | -56% |
|
| 35 |
IP
35
Investment Partners
New Philadelphia,
Ohio
| – | -$156K | -16,967 | Closed |
|
| 36 |
36
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$29K | -3,000 | Closed |
|
| 37 |
37
Citigroup
New York
| – | -$15.1K | -1,564 | -100% |
|
| 38 |
AIG
38
American International Group
New York
| – | -$14K | -1,413 | Closed |
|
| 39 |
MFS
39
MSI Financial Services
Springfield,
Massachusetts
| – | -$2K | -169 | Closed |
|