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ALPS Disruptive Technologies ETF

42 hedge funds and large institutions have $43.1M invested in ALPS Disruptive Technologies ETF in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

24% more funds holding

Funds holding: 3442 (+8)

9% more capital invested

Capital invested by funds: $39.4M → $43.1M (+$3.7M)

8.37% less ownership

Funds ownership: 32.87%24.51% (-8.4%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
42
Holders Change
+8
Holders Change %
+23.53%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
15
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$14.9M +$639K +15,266 +5%
UBS Group
2
UBS Group
Switzerland
$5.09M +$943K +22,519 +26%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.61M -$9.42K -225 -0.4%
RJA
4
Raymond James & Associates
Florida
$2.1M +$34.9K +834 +2%
Wells Fargo
5
Wells Fargo
California
$1.93M +$743K +17,753 +74%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.78M +$2.55K +61 +0.2%
Morgan Stanley
7
Morgan Stanley
New York
$1.68M +$143K +3,407 +10%
LPL Financial
8
LPL Financial
California
$1.52M +$69.7K +1,664 +5%
Jane Street
9
Jane Street
New York
$1.45M -$668K -15,956 -34%
PAG
10
Private Advisor Group
New Jersey
$1.32M +$918K +21,930 +335%
CC
11
Claybrook Capital
Massachusetts
$1.18M +$1.07M +25,569 New
Stifel Financial
12
Stifel Financial
Missouri
$1.06M +$127K +3,040 +15%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$974K +$25.6K +611 +3%
LNC
14
Lincoln National Corp
Pennsylvania
$844K +$293K +6,999 +62%
CAN
15
Cetera Advisor Networks
California
$749K +$101K +2,404 +17%
CA
16
Cetera Advisors
Colorado
$695K +$160K +3,829 +34%
KAS
17
Kestra Advisory Services
Texas
$674K +$605K +14,440 +11,934%
Citadel Advisors
18
Citadel Advisors
Florida
$566K -$528K -12,619 -51%
PP
19
Prudential plc
United Kingdom
$324K +$293K +7,000 New
Koshinski Asset Management
20
Koshinski Asset Management
Illinois
$294K -$23K -550 -8%
CFA
21
Carroll Financial Associates
North Carolina
$253K +$3.56K +85 +2%
PCS
22
Personal CFO Solutions
New Jersey
$225K +$204K +4,860 New
TWM
23
Tradition Wealth Management
Minnesota
$215K +$195K +4,658 New
CF
24
Centaurus Financial
California
$146K +$132K +3,150 New
Citigroup
25
Citigroup
New York
$129K -$18.8K -450 -14%

DTEC Hedge Fund Activity: Q4 2020 in Review

42 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q4 2020, worth a combined $43.1M — up 9.4% from $39.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DTEC positions and 1 closed out — a net gain of 9 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was Claybrook Capital, opening a new position worth an estimated $1.07M. The largest seller was B. Riley Wealth Advisors, exiting entirely with an estimated $695K sold.

  • 42 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q4 2020, up from 34 in Q3 2020.
  • Funds reported $43.1M of ALPS Disruptive Technologies ETF stock for Q4 2020, up 9.4% quarter-over-quarter.
  • 10 funds opened new ALPS Disruptive Technologies ETF positions in Q4 2020 and 1 closed out, a net change of +9 holders.
  • The largest ALPS Disruptive Technologies ETF buyer in Q4 2020 was Claybrook Capital, an estimated $1.07M added.
  • The largest ALPS Disruptive Technologies ETF seller in Q4 2020 was B. Riley Wealth Advisors, an estimated $695K sold.

Based on aggregated 13F filings for Q4 2020.