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ALPS Disruptive Technologies ETF

21 hedge funds and large institutions have $15M invested in ALPS Disruptive Technologies ETF in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

40% more funds holding

Funds holding: 1521 (+6)

6% more capital invested

Capital invested by funds: $14.2M → $15M (+$845K)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

4.18% less ownership

Funds ownership: 32.02%27.85% (-4.2%)

Holders
21
Holders Change
+6
Holders Change %
+40%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
5
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.04M +$216K +7,878 +3%
UBS Group
2
UBS Group
Switzerland
$1.51M +$41.3K +1,503 +3%
RJA
3
Raymond James & Associates
Florida
$1.31M -$7.58K -276 -0.6%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.11M +$377K +13,733 +56%
Jane Street
5
Jane Street
New York
$930K -$1.54M -56,149 -64%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$545K -$14.6K -530 -3%
LPL Financial
7
LPL Financial
California
$537K +$69.9K +2,547 +16%
Stifel Financial
8
Stifel Financial
Missouri
$463K +$435K +15,852 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$298K -$2.24M -81,548 -89%
CAN
10
Cetera Advisor Networks
California
$277K +$257K +9,352 New
CFA
11
Carroll Financial Associates
North Carolina
$250K -$247K -9,000 -51%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$239K +$226K +8,223 New
CA
13
Cetera Advisors
Colorado
$139K +$130K +4,730 New
AG
14
Advisor Group
Arizona
$129K +$89.5K +3,260 +270%
Citigroup
15
Citigroup
New York
$69K +$65.5K +2,384 New
APA
16
American Portfolios Advisors
New York
$56.3K
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$44K +$24.7K +900 New
Morgan Stanley
18
Morgan Stanley
New York
$42K
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$8K +$7.83K +285 New
IA
20
IFP Advisors
Florida
$7K
BBA
21
Braun-Bostich & Associates
Pennsylvania
$3K
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
-$10K -400 Closed

DTEC Hedge Fund Activity: Q1 2019 in Review

21 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q1 2019, worth a combined $15M — up 6% from $14.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DTEC positions and 1 closed out — a net gain of 6 holders — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Stifel Financial, opening a new position worth an estimated $435K. The largest seller was Royal Bank of Canada, cutting an estimated $2.24M.

  • 21 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q1 2019, up from 15 in Q4 2018.
  • Funds reported $15M of ALPS Disruptive Technologies ETF stock for Q1 2019, up 6% quarter-over-quarter.
  • 7 funds opened new ALPS Disruptive Technologies ETF positions in Q1 2019 and 1 closed out, a net change of +6 holders.
  • The largest ALPS Disruptive Technologies ETF buyer in Q1 2019 was Stifel Financial, an estimated $435K added.
  • The largest ALPS Disruptive Technologies ETF seller in Q1 2019 was Royal Bank of Canada, an estimated $2.24M sold.

Based on aggregated 13F filings for Q1 2019.