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ALPS Disruptive Technologies ETF

46 hedge funds and large institutions have $71.8M invested in ALPS Disruptive Technologies ETF in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

3% more capital invested

Capital invested by funds: $69.6M → $71.8M (+$2.16M)

0.76% more ownership

Funds ownership: 30.17%30.93% (+0.76%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 4846 (-2)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
46
Holders Change
-2
Holders Change %
-4.17%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
15
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$14.6M -$732K -14,721 -5%
HHRDM
2
H&H Retirement Design & Management
Nevada
$10.7M +$368K +7,401 +3%
UBS Group
3
UBS Group
Switzerland
$4.93M -$94.1K -1,892 -2%
Wells Fargo
4
Wells Fargo
California
$4.69M +$2.49M +50,097 +107%
FIM
5
Freedom Investment Management
Connecticut
$3.75M +$112K +2,248 +3%
Morgan Stanley
6
Morgan Stanley
New York
$3.32M +$123K +2,470 +4%
EL
7
Essex LLC
Illinois
$3.23M +$3.31M +66,636 New
Natixis Advisors
8
Natixis Advisors
Massachusetts
$2.9M -$1.79M -36,035 -38%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.79M +$3.98K +80 +0.1%
PAG
10
Private Advisor Group
New Jersey
$2.48M +$1.1M +22,150 +76%
LPL Financial
11
LPL Financial
California
$2.36M +$350K +7,031 +17%
RJA
12
Raymond James & Associates
Florida
$1.88M -$360K -7,242 -16%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.8M -$131K -2,637 -7%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.55M +$25.3K +508 +2%
CC
15
Claybrook Capital
Massachusetts
$1.24M +$1.27M +25,569 New
Stifel Financial
16
Stifel Financial
Missouri
$1.16M +$14K +282 +1%
CA
17
Cetera Advisors
Colorado
$1.1M +$79.1K +1,590 +8%
LNC
18
Lincoln National Corp
Pennsylvania
$1.01M -$55.5K -1,116 -5%
Citadel Advisors
19
Citadel Advisors
Florida
$990K -$486K -9,777 -32%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$658K +$20.6K +415 +3%
CAN
21
Cetera Advisor Networks
California
$556K +$571K +11,475 New
ACM
22
AlphaStar Capital Management
North Carolina
$497K +$484K +9,737 New
KAS
23
Kestra Advisory Services
Texas
$484K
RPC
24
Rossmore Private Capital
Connecticut
$343K +$4.97K +100 +1%
Koshinski Asset Management
25
Koshinski Asset Management
Illinois
$318K +$326K +6,562 New

DTEC Hedge Fund Activity: Q3 2021 in Review

46 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q3 2021, worth a combined $71.8M — up 3.1% from $69.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DTEC and 8 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 15 added.

The largest buyer was Wells Fargo, adding an estimated $2.49M. The largest seller was Jane Street, exiting entirely with an estimated $3.36M sold.

  • 46 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q3 2021, down from 48 in Q2 2021.
  • Funds reported $71.8M of ALPS Disruptive Technologies ETF stock for Q3 2021, up 3.1% quarter-over-quarter.
  • 8 funds opened new ALPS Disruptive Technologies ETF positions in Q3 2021 and 9 closed out, a net change of -1 holder.
  • The largest ALPS Disruptive Technologies ETF buyer in Q3 2021 was Wells Fargo, an estimated $2.49M added.
  • The largest ALPS Disruptive Technologies ETF seller in Q3 2021 was Jane Street, an estimated $3.36M sold.

Based on aggregated 13F filings for Q3 2021.