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ALPS Disruptive Technologies ETF

27 hedge funds and large institutions have $24.9M invested in ALPS Disruptive Technologies ETF in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

13% more funds holding

Funds holding: 2427 (+3)

3.89% more ownership

Funds ownership: 30.92%34.81% (+3.9%)

4% more capital invested

Capital invested by funds: $23.9M → $24.9M (+$933K)

Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
7
Reduced
3
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.76M -$1.1M -35,260 -10%
Citadel Advisors
2
Citadel Advisors
Florida
$3.42M +$4.03M +129,514 New
Jane Street
3
Jane Street
New York
$2.51M +$2.95M +94,885 New
UBS Group
4
UBS Group
Switzerland
$2.02M -$54.4K -1,748 -2%
RJA
5
Raymond James & Associates
Florida
$1.72M +$152K +4,880 +8%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.52M +$50.9K +1,635 +3%
Morgan Stanley
7
Morgan Stanley
New York
$992K +$1.14M +36,714 +4,397%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$927K +$1.09M +35,094 New
Osaic Holdings
9
Osaic Holdings
Arizona
$820K +$965K +31,021 New
BRWA
10
B. Riley Wealth Advisors
Florida
$488K +$574K +18,470 New
LPL Financial
11
LPL Financial
California
$474K -$357K -11,490 -39%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$462K +$50.4K +1,621 +10%
Stifel Financial
13
Stifel Financial
Missouri
$329K +$8.49K +273 +2%
CFA
14
Carroll Financial Associates
North Carolina
$156K +$22.6K +727 +14%
Citigroup
15
Citigroup
New York
$74K
APA
16
American Portfolios Advisors
New York
$47.7K +$1.18K +38 +2%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$44K
SPIA
18
Steward Partners Investment Advisory
New York
$26K
IA
19
IFP Advisors
Florida
$19K
Wells Fargo
20
Wells Fargo
California
$13K +$15.5K +499 New
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$9K
HS
22
Horan Securities
United States
$9K +$10.2K +327 New
CT
23
Caldwell Trust
Florida
$7.27K +$8.55K +275 New
CAN
24
Claraphi Advisory Network
United States
$6K +$7.31K +235 New
SFPG
25
Stonebridge Financial Planning Group
Florida
$5K +$5.6K +180 New

DTEC Hedge Fund Activity: Q1 2020 in Review

27 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q1 2020, worth a combined $24.9M — up 3.9% from $23.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DTEC positions and 5 closed out — a net gain of 5 holders — while 7 added to existing stakes and 3 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.03M. The largest seller was Beaumont Financial Advisors, exiting entirely with an estimated $1.27M sold.

  • 27 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q1 2020, up from 24 in Q4 2019.
  • Funds reported $24.9M of ALPS Disruptive Technologies ETF stock for Q1 2020, up 3.9% quarter-over-quarter.
  • 10 funds opened new ALPS Disruptive Technologies ETF positions in Q1 2020 and 5 closed out, a net change of +5 holders.
  • The largest ALPS Disruptive Technologies ETF buyer in Q1 2020 was Citadel Advisors, an estimated $4.03M added.
  • The largest ALPS Disruptive Technologies ETF seller in Q1 2020 was Beaumont Financial Advisors, an estimated $1.27M sold.

Based on aggregated 13F filings for Q1 2020.