B. Riley Wealth Advisors’s ALPS Disruptive Technologies ETF DTEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-18,000	Closed	-$695K	–	1042
2020 Q3	$695K	Hold	18,000	–	–	0.04%	415
2020 Q2	$623K	Sell	18,000 -470	-3%	-$16.3K	0.04%	380
2020 Q1	$488K	Buy	+18,470	New	+$488K	0.04%	389