B. Riley Wealth Advisors’s ALPS Disruptive Technologies ETF DTEC Stock Holding History

B. Riley Wealth Advisors’s Portfolio DTEC Stock Details DTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-18,000	Closed	-$695K	–	1042
2020 Q3	$695K	Hold	18,000	–	–	0.04%	415
2020 Q2	$623K	Sell	18,000 -470	-3%	-$14.8K	0.04%	380
2020 Q1	$488K	Buy	+18,470	New	+$574K	0.04%	389

Other funds holding DTEC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

B. Riley Wealth Advisors's DTEC Position: Q4 2020 in Review

B. Riley Wealth Advisors sold out of ALPS Disruptive Technologies ETF (DTEC) in Q4 2020, closing a stake of 18,000 shares — an estimated $695K sold.

B. Riley Wealth Advisors first reported a position in DTEC in Q1 2020 and held it in 3 quarters. The position peaked at $695K in Q3 2020. 42 funds tracked by Wall St. Rank hold DTEC as of Q4 2020.

B. Riley Wealth Advisors reported no remaining ALPS Disruptive Technologies ETF position as of Q4 2020 after selling out during the quarter.
B. Riley Wealth Advisors sold 18,000 ALPS Disruptive Technologies ETF shares in Q4 2020, an estimated $695K.
B. Riley Wealth Advisors first reported a position in ALPS Disruptive Technologies ETF in Q1 2020 and held it in 3 quarters.
B. Riley Wealth Advisors's ALPS Disruptive Technologies ETF position peaked at $695K in Q3 2020.
42 funds tracked by Wall St. Rank held ALPS Disruptive Technologies ETF as of Q4 2020.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2020, filed 4 Feb 2021.