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ALPS Disruptive Technologies ETF

34 hedge funds and large institutions have $39.4M invested in ALPS Disruptive Technologies ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

51% more capital invested

Capital invested by funds: $26.1M → $39.4M (+$13.3M)

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

13% more funds holding

Funds holding: 3034 (+4)

3.87% more ownership

Funds ownership: 29.01%32.87% (+3.9%)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
11
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.8M -$426K -11,376 -4%
HHRDM
2
H&H Retirement Design & Management
Nevada
$7.78M +$7.55M +201,595 New
UBS Group
3
UBS Group
Switzerland
$3.38M +$115K +3,065 +4%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.18M -$83.8K -2,237 -4%
Jane Street
5
Jane Street
New York
$1.83M +$1.53M +40,811 +625%
RJA
6
Raymond James & Associates
Florida
$1.72M -$341K -9,106 -17%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.48M +$205K +5,476 +17%
Morgan Stanley
8
Morgan Stanley
New York
$1.27M +$82.6K +2,205 +7%
LPL Financial
9
LPL Financial
California
$1.21M -$34.9K -932 -3%
Citadel Advisors
10
Citadel Advisors
Florida
$959K -$558K -14,917 -38%
Wells Fargo
11
Wells Fargo
California
$923K +$829K +22,150 +1,259%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$789K +$29.1K +778 +4%
Stifel Financial
13
Stifel Financial
Missouri
$766K +$425K +11,343 +133%
BRWA
14
B. Riley Wealth Advisors
Florida
$695K
CAN
15
Cetera Advisor Networks
California
$532K -$15.1K -404 -3%
LNC
16
Lincoln National Corp
Pennsylvania
$434K +$202K +5,385 +92%
CA
17
Cetera Advisors
Colorado
$432K +$146K +3,889 +53%
KAS
18
Kestra Advisory Services
Texas
$313K +$4.53K +121 New
PAG
19
Private Advisor Group
New Jersey
$253K -$15K -400 -6%
CFA
20
Carroll Financial Associates
North Carolina
$207K -$37.4K -1,000 -16%
Citigroup
21
Citigroup
New York
$125K +$16.8K +450 +16%
APA
22
American Portfolios Advisors
New York
$63.3K
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$44K
SPIA
24
Steward Partners Investment Advisory
New York
$39K
FCH
25
Freestone Capital Holdings
Washington
$32K +$31K +829 New

DTEC Hedge Fund Activity: Q3 2020 in Review

34 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q3 2020, worth a combined $39.4M — up 51% from $26.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new DTEC positions and 1 closed out — a net gain of 4 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was H&H Retirement Design & Management, opening a new position worth an estimated $7.55M. The largest seller was Citadel Advisors, cutting an estimated $558K.

  • 34 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q3 2020, up from 30 in Q2 2020.
  • Funds reported $39.4M of ALPS Disruptive Technologies ETF stock for Q3 2020, up 51% quarter-over-quarter.
  • 5 funds opened new ALPS Disruptive Technologies ETF positions in Q3 2020 and 1 closed out, a net change of +4 holders.
  • The largest ALPS Disruptive Technologies ETF buyer in Q3 2020 was H&H Retirement Design & Management, an estimated $7.55M added.
  • The largest ALPS Disruptive Technologies ETF seller in Q3 2020 was Citadel Advisors, an estimated $558K sold.

Based on aggregated 13F filings for Q3 2020.