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ALPS Disruptive Technologies ETF

23 hedge funds and large institutions have $20.3M invested in ALPS Disruptive Technologies ETF in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 2223 (+1)

6.85% less ownership

Funds ownership: 35.96%29.11% (-6.9%)

19% less capital invested

Capital invested by funds: $25.2M → $20.3M (-$4.87M)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.3M -$257K -8,661 -2%
UBS Group
2
UBS Group
Switzerland
$1.86M -$1.06M -35,666 -36%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.48M +$55.7K +1,874 +4%
RJA
4
Raymond James & Associates
Florida
$1.3M +$21K +705 +2%
LPL Financial
5
LPL Financial
California
$855K +$148K +4,978 +20%
Stifel Financial
6
Stifel Financial
Missouri
$688K -$68.7K -2,312 -9%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$583K +$12.1K +408 +2%
AG
8
Advisor Group
Arizona
$579K -$67K -2,255 -10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$431K +$103K +3,454 +30%
CAN
10
Cetera Advisor Networks
California
$314K -$18.5K -622 -6%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$267K -$218K -7,320 -44%
PAG
12
Private Advisor Group
New Jersey
$202K
CFA
13
Carroll Financial Associates
North Carolina
$164K -$87.6K -2,946 -34%
Citigroup
14
Citigroup
New York
$81K +$11.9K +400 +17%
APA
15
American Portfolios Advisors
New York
$59.2K +$1.25K +42 +2%
NFG
16
Next Financial Group
Texas
$58K -$1.25K -42 -2%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$44K
SPIA
18
Steward Partners Investment Advisory
New York
$29K +$29.7K +1,000 New
Morgan Stanley
19
Morgan Stanley
New York
$24K -$17.8K -600 -42%
IA
20
IFP Advisors
Florida
$20K +$20.9K +702 New
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$10K -$3.72K -125 -26%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$5K +$5.05K +170 New
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$2K +$1.49K +50 +143%
Jane Street
24
Jane Street
New York
-$2.49M -81,678 Closed
BBA
25
Braun-Bostich & Associates
Pennsylvania
-$3K -91 Closed

DTEC Hedge Fund Activity: Q3 2019 in Review

23 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q3 2019, worth a combined $20.3M — down 19% from $25.2M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new DTEC positions and 2 closed out — a net gain of 1 holder — while 8 added to existing stakes and 10 trimmed.

The largest buyer was LPL Financial, adding an estimated $148K. The largest seller was Jane Street, exiting entirely with an estimated $2.49M sold.

  • 23 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q3 2019, up from 22 in Q2 2019.
  • Funds reported $20.3M of ALPS Disruptive Technologies ETF stock for Q3 2019, down 19% quarter-over-quarter.
  • 3 funds opened new ALPS Disruptive Technologies ETF positions in Q3 2019 and 2 closed out, a net change of +1 holder.
  • The largest ALPS Disruptive Technologies ETF buyer in Q3 2019 was LPL Financial, an estimated $148K added.
  • The largest ALPS Disruptive Technologies ETF seller in Q3 2019 was Jane Street, an estimated $2.49M sold.

Based on aggregated 13F filings for Q3 2019.