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ALPS Disruptive Technologies ETF

55 hedge funds and large institutions have $64M invested in ALPS Disruptive Technologies ETF in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

20% more funds holding

Funds holding: 4655 (+9)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4.32% less ownership

Funds ownership: 30.93%26.61% (-4.3%)

11% less capital invested

Capital invested by funds: $71.8M → $64M (-$7.82M)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

Holders
55
Holders Change
+9
Holders Change %
+19.57%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
15
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$13.3M -$1.33M -26,922 -9%
UBS Group
2
UBS Group
Switzerland
$5.92M +$1.03M +20,737 +20%
Wells Fargo
3
Wells Fargo
California
$4.21M -$490K -9,889 -10%
FIM
4
Freedom Investment Management
Connecticut
$3.54M -$207K -4,181 -5%
Morgan Stanley
5
Morgan Stanley
New York
$3.37M +$58.5K +1,181 +2%
EL
6
Essex LLC
Illinois
$3.32M +$101K +2,035 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.27M +$1.77M +35,665 +112%
Natixis Advisors
8
Natixis Advisors
Massachusetts
$2.88M -$15K -303 -0.5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.88M +$92.6K +1,870 +3%
HHRDM
10
H&H Retirement Design & Management
Nevada
$2.18M -$8.55M -172,535 -76%
LPL Financial
11
LPL Financial
California
$2.16M -$201K -4,067 -8%
RJA
12
Raymond James & Associates
Florida
$1.81M -$69.4K -1,402 -4%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.67M -$130K -2,625 -7%
Jane Street
14
Jane Street
New York
$1.44M +$1.48M +29,833 New
PAG
15
Private Advisor Group
New Jersey
$1.39M -$1.11M -22,508 -44%
CC
16
Claybrook Capital
Massachusetts
$1.28M +$41.4K +836 +3%
Stifel Financial
17
Stifel Financial
Missouri
$1.26M +$109K +2,202 +9%
CA
18
Cetera Advisors
Colorado
$1.11M +$16.5K +334 +1%
LNC
19
Lincoln National Corp
Pennsylvania
$967K -$44.3K -894 -4%
CAN
20
Cetera Advisor Networks
California
$552K -$3.57K -72 -0.6%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$537K +$551K +11,120 New
KAS
22
Kestra Advisory Services
Texas
$437K -$47K -950 -10%
RPC
23
Rossmore Private Capital
Connecticut
$415K +$74.3K +1,500 +21%
Citadel Advisors
24
Citadel Advisors
Florida
$385K -$617K -12,468 -61%
National Bank of Canada
25
National Bank of Canada
Quebec, Canada
$383K +$392K +7,915 New

DTEC Hedge Fund Activity: Q4 2021 in Review

55 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q4 2021, worth a combined $64M — down 11% from $71.8M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new DTEC positions and 4 closed out — a net gain of 9 holders — while 15 added to existing stakes and 19 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.77M. The largest seller was H&H Retirement Design & Management, cutting an estimated $8.55M.

  • 55 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q4 2021, up from 46 in Q3 2021.
  • Funds reported $64M of ALPS Disruptive Technologies ETF stock for Q4 2021, down 11% quarter-over-quarter.
  • 13 funds opened new ALPS Disruptive Technologies ETF positions in Q4 2021 and 4 closed out, a net change of +9 holders.
  • The largest ALPS Disruptive Technologies ETF buyer in Q4 2021 was Royal Bank of Canada, an estimated $1.77M added.
  • The largest ALPS Disruptive Technologies ETF seller in Q4 2021 was H&H Retirement Design & Management, an estimated $8.55M sold.

Based on aggregated 13F filings for Q4 2021.