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ALPS Disruptive Technologies ETF

24 hedge funds and large institutions have $23.9M invested in ALPS Disruptive Technologies ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

18% more capital invested

Capital invested by funds: $20.3M → $23.9M (+$3.59M)

4% more funds holding

Funds holding: 2324 (+1)

1.81% more ownership

Funds ownership: 29.11%30.92% (+1.8%)

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.8M -$648K -21,117 -5%
UBS Group
2
UBS Group
Switzerland
$2.51M +$429K +14,002 +22%
RJA
3
Raymond James & Associates
Florida
$1.94M +$476K +15,510 +35%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.8M +$147K +4,802 +9%
BFA
5
Beaumont Financial Advisors
Massachusetts
$1.27M +$1.21M +39,556 New
LPL Financial
6
LPL Financial
California
$948K +$613 +20 +0.1%
AG
7
Advisor Group
Arizona
$724K +$77.3K +2,520 +13%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$689K +$41.1K +1,341 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$511K +$31.4K +1,023 +7%
Stifel Financial
10
Stifel Financial
Missouri
$393K -$351K -11,440 -48%
CAN
11
Cetera Advisor Networks
California
$351K +$5.37K +175 +2%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$286K -$9.41K -307 -3%
PAG
13
Private Advisor Group
New Jersey
$224K
CFA
14
Carroll Financial Associates
North Carolina
$166K -$15.1K -492 -9%
Citigroup
15
Citigroup
New York
$90K
APA
16
American Portfolios Advisors
New York
$56.9K -$8.34K -272 -13%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$44K
SPIA
18
Steward Partners Investment Advisory
New York
$32K
Morgan Stanley
19
Morgan Stanley
New York
$27K
IA
20
IFP Advisors
Florida
$22K
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$11K
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$5K
ACM
23
Anfield Capital Management
California
$3K +$2.79K +91 New
BBA
24
Braun-Bostich & Associates
Pennsylvania
$3K +$2.79K +91 New
NFG
25
Next Financial Group
Texas
-$58K -2,000 Closed

DTEC Hedge Fund Activity: Q4 2019 in Review

24 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Disruptive Technologies ETF (DTEC) for Q4 2019, worth a combined $23.9M — up 18% from $20.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new DTEC positions and 2 closed out — a net gain of 1 holder — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Beaumont Financial Advisors, opening a new position worth an estimated $1.21M. The largest seller was Bank of America, cutting an estimated $648K.

  • 24 institutional investors held ALPS Disruptive Technologies ETF (DTEC) as of Q4 2019, up from 23 in Q3 2019.
  • Funds reported $23.9M of ALPS Disruptive Technologies ETF stock for Q4 2019, up 18% quarter-over-quarter.
  • 3 funds opened new ALPS Disruptive Technologies ETF positions in Q4 2019 and 2 closed out, a net change of +1 holder.
  • The largest ALPS Disruptive Technologies ETF buyer in Q4 2019 was Beaumont Financial Advisors, an estimated $1.21M added.
  • The largest ALPS Disruptive Technologies ETF seller in Q4 2019 was Bank of America, an estimated $648K sold.

Based on aggregated 13F filings for Q4 2019.