We are live on ! Find out more
DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

42 hedge funds and large institutions have $70.3M invested in Dividend and Income Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

33% more capital invested

Capital invested by funds: $52.7M → $70.3M (+$17.6M)

7% less funds holding

Funds holding: 4542 (-3)

22% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 18

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.92%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
2
Increased
14
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VCWA
26
Vanguard Capital Wealth Advisors
Colorado
$403K +$181K +15,621 +86%
CRC
27
Curi RMB Capital
Illinois
$324K -$236K -20,452 -43%
AGM
28
Alpine Global Management
New York
$316K -$5.78K -500 -2%
BFM
29
Boothbay Fund Management
New York
$239K +$39.7K +3,434 +21%
RTS
30
Round Table Services
New Jersey
$238K
RJT
31
Raymond James Trust
Florida
$234K
CCP
32
Clough Capital Partners
Massachusetts
$213K -$11.6K -1,000 -5%
SXL
33
Summit X LLC
Missouri
$140K +$12 +1 +0%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$132K -$11.6K -1,000 -8%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$130K -$1.79K -155 -1%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$108K +$57.8K +5,000 +123%
UBS Group
37
UBS Group
Switzerland
$94K -$22.8K -1,970 -20%
WAM
38
Wolverine Asset Management
Illinois
$89K -$344K -29,745 -80%
WAP
39
Wealthcare Advisory Partners
Pennsylvania
$13K
GSWM
40
Golden State Wealth Management
California
$12K -$108K -9,345 -90%
Citigroup
41
Citigroup
New York
$5K
AG
42
Advisor Group
Arizona
$3K
RIA
43
Realta Investment Advisors
Delaware
-$40K -3,560 Closed
APA
44
American Portfolios Advisors
New York
-$17.2K -1,488 Closed
NFG
45
Next Financial Group
Texas
-$8K -712 Closed

DNI Hedge Fund Activity: Q3 2019 in Review

42 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q3 2019, worth a combined $70.3M — up 33% from $52.7M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DNI and 2 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 14 added.

The largest buyer was Wells Fargo, adding an estimated $288K. The largest seller was Raymond James & Associates, cutting an estimated $1.71M.

  • 42 institutional investors held Dividend and Income Fund (DNI) as of Q3 2019, down from 45 in Q2 2019.
  • Funds reported $70.3M of Dividend and Income Fund stock for Q3 2019, up 33% quarter-over-quarter.
  • 2 funds opened new Dividend and Income Fund positions in Q3 2019 and 4 closed out, a net change of -2 holders.
  • The largest Dividend and Income Fund buyer in Q3 2019 was Wells Fargo, an estimated $288K added.
  • The largest Dividend and Income Fund seller in Q3 2019 was Raymond James & Associates, an estimated $1.71M sold.

Based on aggregated 13F filings for Q3 2019.