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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

45 hedge funds and large institutions have $52.7M invested in Dividend and Income Fund in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

10% more funds holding

Funds holding: 4145 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $54.6M → $52.7M (-$1.93M)

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
10
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AGM
26
Alpine Global Management
New York
$310K +$311K +26,937 New
RTS
27
Round Table Services
New Jersey
$229K
RJT
28
Raymond James Trust
Florida
$225K
CCP
29
Clough Capital Partners
Massachusetts
$217K
VCWA
30
Vanguard Capital Wealth Advisors
Colorado
$209K +$210K +18,154 New
BFM
31
Boothbay Fund Management
New York
$191K -$54.9K -4,745 -22%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$139K -$289 -25 -0.2%
SXL
33
Summit X LLC
Missouri
$136K -$9.23K -798 -6%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$127K +$128K +11,054 New
GSWM
35
Golden State Wealth Management
California
$119K +$120K +10,345 New
UBS Group
36
UBS Group
Switzerland
$113K -$377K -32,622 -77%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$47K +$4.95K +428 +12%
RIA
38
Realta Investment Advisors
Delaware
$40K +$41.2K +3,560 New
APA
39
American Portfolios Advisors
New York
$17.2K -$9.08K -785 -35%
WAP
40
Wealthcare Advisory Partners
Pennsylvania
$13K
NFG
41
Next Financial Group
Texas
$8K +$8.23K +712 New
Citigroup
42
Citigroup
New York
$5K
BI
43
Bulldog Investors
New Jersey
$4.72K +$135K +11,697 +3%
AG
44
Advisor Group
Arizona
$3K
AC
45
Almitas Capital
California
-$293K -25,786 Closed
FIA
46
FNY Investment Advisers
New York
-$26K -2,300 Closed
FHB
47
First Hawaiian Bank
Hawaii
-$8K -737 Closed
NC
48
NewSquare Capital
Pennsylvania
-$8K -700 Closed

DNI Hedge Fund Activity: Q2 2019 in Review

45 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q2 2019, worth a combined $52.7M — down 3.5% from $54.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DNI positions and 4 closed out — a net gain of 4 holders — while 10 added to existing stakes and 16 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $3.09M. The largest seller was Raymond James & Associates, cutting an estimated $1.72M.

  • 45 institutional investors held Dividend and Income Fund (DNI) as of Q2 2019, up from 41 in Q1 2019.
  • Funds reported $52.7M of Dividend and Income Fund stock for Q2 2019, down 3.5% quarter-over-quarter.
  • 8 funds opened new Dividend and Income Fund positions in Q2 2019 and 4 closed out, a net change of +4 holders.
  • The largest Dividend and Income Fund buyer in Q2 2019 was Saba Capital Management, an estimated $3.09M added.
  • The largest Dividend and Income Fund seller in Q2 2019 was Raymond James & Associates, an estimated $1.72M sold.

Based on aggregated 13F filings for Q2 2019.