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WisdomTree Japan SmallCap Dividend Fund
DFJ

Overview Fund Activity

47 hedge funds and large institutions have $145M invested in WisdomTree Japan SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
18
Reduced
10
Closed
4
Calls
$489K
Puts
$278K
Net Calls
+$211K
Net Calls Change
+$265K

Top Buyers

1
ACM
Aviance Capital Management
Florida
$3.08M
2
PAG
Private Advisor Group
New Jersey
$1.56M
3
NVIM
New Vernon Investment Management
Illinois
$1.54M
4
Morgan Stanley
Morgan Stanley
New York
$12.3M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$2.02M

Top Sellers

1
MIS
Morningstar Investment Services
Illinois
$28M
2
LPL Financial
LPL Financial
California
$22M
3
U
UBS
Switzerland
$1.01M
4
Bank of New York Mellon
Bank of New York Mellon
New York
$0
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$319K
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$482K +$28.4K +551 +6%
FAAS
27
First Allied Advisory Services
California
$354K +$354K +6,916 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$319K -$402K -7,799 -56%
FTUS
29
Flow Traders U.S.
New York
$212K -$114K -2,222 -35%
AIG
30
American International Group
New York
$168K -$1.24K -24 -0.7%
NFG
31
Next Financial Group
Texas
$118K +$118K +2,298 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$81K +$17.2K +334 +27%
HDIM
33
Hanson & Doremus Investment Management
Vermont
$80K – – –
MFS
34
MSI Financial Services
Massachusetts
$61K +$61K +1,187 New
Deutsche Bank
35
Deutsche Bank
Germany
$36K -$15.4K -300 -30%
Creative Planning
36
Creative Planning
Kansas
$36K +$5.14K +100 +17%
JFA
37
JNBA Financial Advisors
Minnesota
$13K – – –
Citigroup
38
Citigroup
New York
$12K – – –
S
39
SignatureFD
Georgia
$12K – – –
WA
40
Waverly Advisors
Alabama
$11K +$4.76K +93 +76%
PSUF
41
People's United Financial
Connecticut
$10K – – –
BPBT
42
Boston Private Bank & Trust
Massachusetts
$7K – – –
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$5K – – –
HI
44
Hudock Inc
Pennsylvania
$5K +$650 +13 +15%
FMB
45
Field & Main Bank
Kentucky
$5K +$5K +100 New
PSI
46
Pinnacle Summer Investments
Virginia
$5K +$5K +107 New
Ameriprise
47
Ameriprise
Minnesota
$3K – – –
Bank of New York Mellon
48
Bank of New York Mellon
New York
– -$616K -11,504 Closed
HighTower Advisors
49
HighTower Advisors
Illinois
– -$381K -7,116 Closed
BRWA
50
B. Riley Wealth Advisors
Florida
– -$32.1K -600 Closed
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