We are live on ! Find out more
DFJ icon

WisdomTree Japan SmallCap Dividend Fund

47 hedge funds and large institutions have $145M invested in WisdomTree Japan SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

76% more call options, than puts

Call options by funds: $489K | Put options by funds: $278K

9% more funds holding

Funds holding: 4347 (+4)

0.12% less ownership

Funds ownership: 44.63%44.52% (-0.12%)

2% less capital invested

Capital invested by funds: $148M → $145M (-$2.31M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
18
Reduced
10
Closed
4
Calls
$489K
Puts
$278K
Net Calls
+$211K
Net Calls Change
+$265K
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$482K +$29.2K +551 +6%
FAAS
27
First Allied Advisory Services
California
$354K +$367K +6,916 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$319K -$414K -7,799 -56%
FTUS
29
Flow Traders U.S.
New York
$212K -$118K -2,222 -35%
AIG
30
American International Group
New York
$168K -$1.27K -24 -0.7%
NFG
31
Next Financial Group
Texas
$118K +$122K +2,298 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$81K +$17.7K +334 +27%
HDIM
33
Hanson & Doremus Investment Management
Vermont
$80K
MFS
34
MSI Financial Services
Massachusetts
$61K +$63K +1,187 New
Deutsche Bank
35
Deutsche Bank
Germany
$36K -$15.9K -300 -30%
Creative Planning
36
Creative Planning
Kansas
$36K +$5.31K +100 +17%
JFA
37
JNBA Financial Advisors
Minnesota
$13K
Citigroup
38
Citigroup
New York
$12K
S
39
SignatureFD
Georgia
$12K
WA
40
Waverly Advisors
Alabama
$11K +$4.94K +93 +76%
PSUF
41
People's United Financial
Connecticut
$10K
BPBT
42
Boston Private Bank & Trust
Massachusetts
$7K
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$5K
HI
44
Hudock Inc
Pennsylvania
$5K +$690 +13 +15%
FMB
45
Field & Main Bank
Kentucky
$5K +$5.31K +100 New
PSI
46
Pinnacle Summer Investments
Virginia
$5K +$5.68K +107 New
Ameriprise
47
Ameriprise
Minnesota
$3K
Bank of New York Mellon
48
Bank of New York Mellon
New York
-$616K -11,504 Closed
HighTower Advisors
49
HighTower Advisors
Illinois
-$381K -7,116 Closed
BRWA
50
B. Riley Wealth Advisors
Florida
-$32.1K -600 Closed

DFJ Hedge Fund Activity: Q3 2014 in Review

47 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q3 2014, worth a combined $145M — down 1.6% from $148M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DFJ positions and 4 closed out — a net gain of 4 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Aviance Capital Management, adding an estimated $1.8M. The largest seller was Morningstar Investment Services, cutting an estimated $1.98M.

  • 47 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q3 2014, up from 43 in Q2 2014.
  • Funds reported $145M of WisdomTree Japan SmallCap Dividend Fund stock for Q3 2014, down 1.6% quarter-over-quarter.
  • 8 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q3 2014 and 4 closed out, a net change of +4 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q3 2014 was Aviance Capital Management, an estimated $1.8M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q3 2014 was Morningstar Investment Services, an estimated $1.98M sold.

Based on aggregated 13F filings for Q3 2014.