UBS’s WisdomTree Japan SmallCap Dividend Fund DFJ Stock Holding History

UBS’s Portfolio DFJ Stock Details DFJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.01M	Sell	19,607 -35,230	-64%	-$1.87M	﹤0.01%	3576
2014 Q2	$2.94M	Buy	54,837 +35,625	+185%	+$1.8M	﹤0.01%	2498
2014 Q1	$961K	Buy	19,212 +1,053	+6%	+$52.6K	﹤0.01%	3522
2013 Q4	$926K	Sell	18,159 -9,168	-34%	-$466K	﹤0.01%	3628
2013 Q3	$1.4M	Sell	27,327 -6,275	-19%	-$308K	﹤0.01%	2968
2013 Q2	$1.59M	Buy	+33,602	New	+$1.64M	﹤0.01%	2809

Other funds holding DFJ

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS's DFJ Position: Q3 2014 in Review

UBS reduced its WisdomTree Japan SmallCap Dividend Fund (DFJ) stake by 64% in Q3 2014, selling an estimated $1.87M and leaving 19,607 shares worth $1.01M. The position accounts for ﹤0.01% of the portfolio, ranked #3576.

UBS first reported a position in DFJ in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.94M in Q2 2014. 47 funds tracked by Wall St. Rank hold DFJ as of Q3 2014.

UBS held 19,607 shares of WisdomTree Japan SmallCap Dividend Fund worth $1.01M as of Q3 2014.
UBS sold 35,230 WisdomTree Japan SmallCap Dividend Fund shares in Q3 2014, an estimated $1.87M.
WisdomTree Japan SmallCap Dividend Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3576 holding.
UBS first reported a position in WisdomTree Japan SmallCap Dividend Fund in Q2 2013 and has held it in 6 quarters since.
UBS's WisdomTree Japan SmallCap Dividend Fund position peaked at $2.94M in Q2 2014.
47 funds tracked by Wall St. Rank held WisdomTree Japan SmallCap Dividend Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.